Contract With Stock Broker Template

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CONTRACT WITH STOCK BROKER
This agreement dated __________(1)___________, is made By and Between
___________(2)____________, whose address is ____________(3)______________, referred
to as "Owner", AND ____________(4)_________, whose address is ________(5)__________,
referred to as "Broker."
1. Employment of Broker. Owner authorizes the broker to act on Owner's behalf and as
attorney-in-fact to buy, sell and trade in stocks, bonds and other securities and/or commodities
and/or contracts relating to the same on margin or otherwise for Owner's account and at his risk
in his name.
2. Term of Contract. This contract shall remain effective until it is revoked by either party
on written notice to each other. Such revocation shall not affect any liability with respect
to transactions which have been initiated prior to the revocation.
3. Compensation. Owner agrees to compensate the broker for the services rendered in
accordance with this contract as follows: [indicate rate of compensation and how determined].
4. Who is Bound. This contract shall be binding upon and for the benefit of the parties
hereto including their successors and assignees.
5. Complete Agreement. This contract supersedes all prior agreements and
understandings between the parties, it may not be modified, changed or altered by any of the
parties without a further written contract signed by both parties.
6. Signatures. Both the Broker and Owner agree to the above.
Witnessed or Attested by:
____________(6)_________________ _____________(7)______________
"OWNER"
____________(6)_________________ ____________(8)______________
"BROKER"
NOTICE
The information in this document is designed to provide an outline that you can follow
when formulating business or personal plans. Due to the variances of many local, city, county
and state laws, we recommend that you seek professional legal counseling before entering into
any contract or agreement.
CONTRACT WITH STOCK BROKER
This agreement dated __________(1)___________, is made By and Between
___________(2)____________, whose address is ____________(3)______________, referred
to as "Owner", AND ____________(4)_________, whose address is ________(5)__________,
referred to as "Broker."
1. Employment of Broker. Owner authorizes the broker to act on Owner's behalf and as
attorney-in-fact to buy, sell and trade in stocks, bonds and other securities and/or commodities
and/or contracts relating to the same on margin or otherwise for Owner's account and at his risk
in his name.
2. Term of Contract. This contract shall remain effective until it is revoked by either party
on written notice to each other. Such revocation shall not affect any liability with respect
to transactions which have been initiated prior to the revocation.
3. Compensation. Owner agrees to compensate the broker for the services rendered in
accordance with this contract as follows: [indicate rate of compensation and how determined].
4. Who is Bound. This contract shall be binding upon and for the benefit of the parties
hereto including their successors and assignees.
5. Complete Agreement. This contract supersedes all prior agreements and
understandings between the parties, it may not be modified, changed or altered by any of the
parties without a further written contract signed by both parties.
6. Signatures. Both the Broker and Owner agree to the above.
Witnessed or Attested by:
____________(6)_________________ _____________(7)______________
"OWNER"
____________(6)_________________ ____________(8)______________
"BROKER"
NOTICE
The information in this document is designed to provide an outline that you can follow
when formulating business or personal plans. Due to the variances of many local, city, county
and state laws, we recommend that you seek professional legal counseling before entering into
any contract or agreement.

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