Form BF-2 "Securities Licensee's Blanket Bond" - New Mexico

What Is Form BF-2?

This is a legal form that was released by the New Mexico Regulation & Licensing Department - a government authority operating within New Mexico. As of today, no separate filing guidelines for the form are provided by the issuing department.

Form Details:

  • Released on January 1, 2010;
  • The latest edition provided by the New Mexico Regulation & Licensing Department;
  • Easy to use and ready to print;
  • Quick to customize;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a printable version of Form BF-2 by clicking the link below or browse more documents and templates provided by the New Mexico Regulation & Licensing Department.

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Download Form BF-2 "Securities Licensee's Blanket Bond" - New Mexico

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Form BF-2
(Rev 01/10)
STATE OF NEW MEXICO
SECURITIES DIVISION
2550 CERRILLOS ROAD
SANTA FE, NM 87505
SECURITIES LICENSEE’S BLANKET BOND
KNOW ALL PERSONS BY THESE PRESENTS:
THAT WE
, as principal, and the
(Name of Licensee)
, as surety, are bound unto the State of New Mexico in
(Surety)
the penal sum of $
for the payment of which we bind ourselves firmly by
these presents.
THE CONDITIONS OF THIS OBLIGATION ARE SUCH, that whereas the above named principal
has applied to the Director of the Securities Division for licensure as a
.
NOW THEREFORE, if the above named principal and those licensees employed by him and
licensed as provided by law shall strictly comply with the duties and obligations imposed upon such
licensees by the New Mexico Uniform Securities Act and shall satisfy any loss or damages suffered by a
purchaser injured by a sale or contract for sale made in violation of the New Mexico Uniform Securities
Act or of any order issued by the Director of the Securities Division under any provision of the New
Mexico Uniform Securities Act, then this obligation shall be void, otherwise it shall remain in full force and
effect. Provided further that any such purchaser having a cause of action shall have the right to bring an
action on this bond except, however, no action may be maintained to enforce any liability on this bond
unless brought within five (5) years after the sale or other act on which such action is based.
EXCEPT, THAT the surety shall have the right to terminate its obligation under this bond by filing
written notice with the Director of the Securities Division thirty (30) days prior to the effective date of such
termination.
PROVIDED, HOWEVER, in no event shall the liability of the surety exceed the penal sum of
$
.
EXECUTED on the
day of
,
.
BOND NO.
By:
(Licensee – Signature)
(Title)
Persons executing for surety other than corporate
(Surety – Signature)
officers must attach Power of Attorney authorizing
them to execute bonds for surety.
By:
(Title)
Form BF-2
(Rev 01/10)
STATE OF NEW MEXICO
SECURITIES DIVISION
2550 CERRILLOS ROAD
SANTA FE, NM 87505
SECURITIES LICENSEE’S BLANKET BOND
KNOW ALL PERSONS BY THESE PRESENTS:
THAT WE
, as principal, and the
(Name of Licensee)
, as surety, are bound unto the State of New Mexico in
(Surety)
the penal sum of $
for the payment of which we bind ourselves firmly by
these presents.
THE CONDITIONS OF THIS OBLIGATION ARE SUCH, that whereas the above named principal
has applied to the Director of the Securities Division for licensure as a
.
NOW THEREFORE, if the above named principal and those licensees employed by him and
licensed as provided by law shall strictly comply with the duties and obligations imposed upon such
licensees by the New Mexico Uniform Securities Act and shall satisfy any loss or damages suffered by a
purchaser injured by a sale or contract for sale made in violation of the New Mexico Uniform Securities
Act or of any order issued by the Director of the Securities Division under any provision of the New
Mexico Uniform Securities Act, then this obligation shall be void, otherwise it shall remain in full force and
effect. Provided further that any such purchaser having a cause of action shall have the right to bring an
action on this bond except, however, no action may be maintained to enforce any liability on this bond
unless brought within five (5) years after the sale or other act on which such action is based.
EXCEPT, THAT the surety shall have the right to terminate its obligation under this bond by filing
written notice with the Director of the Securities Division thirty (30) days prior to the effective date of such
termination.
PROVIDED, HOWEVER, in no event shall the liability of the surety exceed the penal sum of
$
.
EXECUTED on the
day of
,
.
BOND NO.
By:
(Licensee – Signature)
(Title)
Persons executing for surety other than corporate
(Surety – Signature)
officers must attach Power of Attorney authorizing
them to execute bonds for surety.
By:
(Title)
ACKNOWLEDGMENT OF INDIVIDUAL
STATE OF
)
) ss.
COUNTY OF
)
On this
day of
,
, before me personally appeared
,
to me known to be the person described in and who executed the foregoing instrument, as principal, and
acknowledged to me that he/she executed the same as his/her free act and deed.
Notary Public
(Notarial seal)
My commission expires:
ACKNOWLEDGMENT OF PARTNERSHIP
STATE OF
)
) ss.
COUNTY OF
)
On this
day of
,
, before me personally appeared
,
to me known to be a member of the firm who executed the foregoing instrument and acknowledged to me
that he/she executed the same as and for the act and deed of said firm.
Notary Public
(Notarial seal)
My commission expires:
ACKNOWLEDGMENT OF CORPORATION/
LIMITED LIABILITY COMPANY
STATE OF
)
) ss.
COUNTY OF
)
On this
day of
,
, before me personally appeared
,
and said that he/she is the
of
_, the
coporation/limited liability company heretofore named as principal in the foregoing instrument; that he/she
executed the instrument for and in its behalf, by authority of its Board of Directors/Members.
Notary Public
(Notarial seal)
My commission expires:
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