U.S. Securities and Exchange Commission Forms

153
total templates

Documents

153

Form N-4 (SEC Form 2125) "Registration Statement of Separate Accounts Organized as Unit Investment Trusts"

Rate (4.7 / 5) 10 votes
Size: 2 MB
47 pages

Form N-6 (SEC Form 2567) "Registration Statement for Separate Accounts Organized as Unit Investment Trusts That Offer Variable Life Insurance Policies"

Rate (4.8 / 5) 24 votes
Size: 1 MB
48 pages

Form N-5 (SEC Form 0993) "Registration Statement of Small Business Investment Company Under the Securities Act of 1933 and the Investment Company Act of 1940"

Rate (4.3 / 5) 15 votes
Size: 207 KB
17 pages

Form SF-3 (SEC Form 2909) "Registration Statement Under the Securities Act of 1933"

Rate (4.8 / 5) 81 votes
Size: 324 KB
11 pages

Form S-6 (SEC Form 649) "Registration Under 1933 Act of Securities of Unit Investment Trusts Registered on Form N-8b-2"

Rate (4.6 / 5) 9 votes
Size: 238 KB
5 pages

Form SF-1 (SEC Form 2908) "Registration Statement Under the Securities Act of 1933"

Rate (4.6 / 5) 87 votes
Size: 275 KB
7 pages

Form F-7 (SEC Form 2289) "Registration Statement Under the Securities Act of 1933"

Rate (4.5 / 5) 21 votes
Size: 252 KB
7 pages

Form F-8 (SEC Form 2290) "Registration Statement Under the Securities Act of 1933"

Rate (4.3 / 5) 18 votes
Size: 241 KB
10 pages

Form S-3 (SEC Form 1379) "Registration Statement Under the Securities Act of 1933"

Rate (4.5 / 5) 88 votes
Size: 313 KB
12 pages

Form S-4 (SEC Form 2077) "Registration Statement Under the Securities Act of 1933"

Rate (4.6 / 5) 105 votes
Size: 490 KB
18 pages

Form N-2 (SEC Form 1716) "Registration Statement for Closed-End Management Investment Companies"

Rate (4.4 / 5) 50 votes
Size: 1 MB
46 pages

Form S-1 (SEC Form 870) "Registration Statement Under the Securities Act of 1933"

Rate (4.3 / 5) 40 votes
Size: 278 KB
8 pages

Form F-4 (SEC Form 2078) "Registration Statement Under the Securities Act of 1933"

Rate (4.7 / 5) 48 votes
Size: 451 KB
15 pages

Form F-3 (SEC Form 1983) "Registration Statement Under the Securities Act of 1933"

Rate (4.8 / 5) 12 votes
Size: 366 KB
13 pages

Form F-1 (SEC Form 1981) "Registration Statement Under the Securities Act of 1933"

Rate (4.3 / 5) 29 votes
Size: 298 KB
7 pages

Form C (SEC Form 2930)

Rate (4.4 / 5) 18 votes
Size: 302 KB
20 pages

Form T-6 (SEC Form 2275) "Application Under Section 310(A)(1) of the Trust Indenture Act of 1939 for Determination of Eligibility of a Foreign Personal to Act as Institutional Trustee"

Rate (4.6 / 5) 15 votes
Size: 172 KB
7 pages

Form T-3 (SEC Form 1919) "For Applications for Qualification of Indentures Under the Trust Indenture Act of 1939"

Rate (4.5 / 5) 19 votes
Size: 98 KB
5 pages

Form T-4 (SEC Form 1920) "Application for Exemption Filed Pursuant to Section 304(C) of the Trust Indenture Act of 1939"

Rate (4.8 / 5) 11 votes
Size: 450 KB
2 pages

Form T-2 (SEC Form 1849) "Statement of Eligibility Under the Trust Indenture Act of 1939 of an Individual Designated to Act as Trustee"

Rate (4.3 / 5) 27 votes
Size: 127 KB
7 pages

Form N-14 (SEC Form 2106) "Registration Statement Under the Securities Act of 1933"

Rate (4.6 / 5) 8 votes
Size: 1 MB
14 pages

Form F-80 (SEC Form 2282) "Registration Statement for Securities of Certain Canadian Issuers to Be Issued in Exchange Offers or a Business Combination"

Rate (4.9 / 5) 7 votes
Size: 291 KB
10 pages

Form 10 (SEC Form 1396) "General Form for Registration of Securities Pursuant to Section 12(B) or (G) of the Securities Exchange Act of 1934"

Rate (4.4 / 5) 20 votes
Size: 200 KB
4 pages

Form S-11 (SEC Form 907) "Registration of Securities of Certain Real Estate Companies"

Rate (4.7 / 5) 16 votes
Size: 397 KB
14 pages

Form SD (SEC Form 0697) "Specialized Disclosure Report"

Rate (4.3 / 5) 11 votes
Size: 286 KB
5 pages

Form 18 (SEC Form 1421) "Application for Registration Pursuant to Section 12(B) and (C) of the Securities Exchange Act of 1934"

Rate (4.5 / 5) 31 votes
Size: 136 KB
3 pages

Form S-20 (SEC2013) "Registration Statement Under the Securities Act of 1933"

Rate (4.5 / 5) 22 votes
Size: 48 KB
3 pages

Form N-8A (SEC Form 1102) "Notification of Registration Filed Pursuant to Section 8(A) of the Investment Company Act of 1940"

Rate (4.7 / 5) 6 votes
Size: 176 KB
6 pages

Instructions for SEC Form MA, MA-I, MA-NR, MA-W

Rate (4.6 / 5) 7 votes
Size: 119 KB
21 pages

Form ADV (SEC Form 1707) Part 1A "Uniform Application for Investment Adviser Registration and Report by Exempt Reporting Advisers"

Rate (4.5 / 5) 12 votes
Size: 1 MB
83 pages

Form 8-K (SEC Form 873) "Current Report Pursuant to Section 13 or 15(D)"

Rate (4.8 / 5) 105 votes
Size: 1 MB
23 pages

Form 8-A (SEC Form 1922) "Registration of Certain Classes of Securities Pursuant to Section 12(B) or (G) of the Securities Exchange Act of 1934"

Rate (4.8 / 5) 22 votes
Size: 183 KB
4 pages

Form 1-A (SEC Form 0486) "Regulation a Offering Statement Under the Securities Act of 1933"

Rate (4.7 / 5) 24 votes
Size: 388 KB
30 pages

SEC Form 777 (ADV-W) "Notice of Withdrawal From Registration as an Investment Adviser"

Rate (4.8 / 5) 55 votes
Size: 255 KB
11 pages

SEC Form 879 (10-M) "Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Non-resident General Partner of Broker or Dealer"

Rate (4.3 / 5) 72 votes
Size: 178 KB
2 pages

SEC Form 878 (9-M) "Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Partnership Non-resident Broker or Dealer"

Rate (4.3 / 5) 34 votes
Size: 333 KB
2 pages

SEC Form 877 (8-M) "Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Corporate Non-resident Broker or Dealer"

Rate (4.5 / 5) 54 votes
Size: 335 KB
4 pages

SEC Form 876 (7-M) "Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Individual Non-resident Broker or Dealer"

Rate (4.5 / 5) 94 votes
Size: 196 KB
2 pages

SEC Form 617 (11-K) "For Annual Reports of Employee Stock Purchase, Savings and Similar Plans Pursuant to Section 15(D) of the Securities Exchange Act of 1934"

Rate (4.3 / 5) 30 votes
Size: 163 KB
2 pages