U.S. Securities and Exchange Commission Forms
145
total templates
Legal
United States Legal Forms
United States Federal Legal Forms
U.S. Securities and Exchange Commission
Documents
145
By default
By name
By form number
By size
PDF
Form N-5 (SEC Form 0993) "Registration Statement of Small Business Investment Company Under the Securities Act of 1933 and the Investment Company Act of 1940"
Rate
(4.3 / 5)
15 votes
Size:
207 KB
17 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form SF-3 (SEC Form 2909) "Registration Statement Under the Securities Act of 1933"
Rate
(4.8 / 5)
81 votes
Size:
324 KB
11 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form S-6 (SEC Form 649) "Registration Under 1933 Act of Securities of Unit Investment Trusts Registered on Form N-8b-2"
Rate
(4.6 / 5)
9 votes
Size:
238 KB
5 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form SF-1 (SEC Form 2908) "Registration Statement Under the Securities Act of 1933"
Rate
(4.6 / 5)
87 votes
Size:
275 KB
7 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form F-7 (SEC Form 2289) "Registration Statement Under the Securities Act of 1933"
Rate
(4.5 / 5)
21 votes
Size:
252 KB
7 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form F-8 (SEC Form 2290) "Registration Statement Under the Securities Act of 1933"
Rate
(4.3 / 5)
18 votes
Size:
241 KB
10 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form S-3 (SEC Form 1379) "Registration Statement Under the Securities Act of 1933"
Rate
(4.5 / 5)
88 votes
Size:
313 KB
12 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form S-4 (SEC Form 2077) "Registration Statement Under the Securities Act of 1933"
Rate
(4.6 / 5)
105 votes
Size:
490 KB
18 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form N-2 (SEC Form 1716) "Registration Statement for Closed-End Management Investment Companies"
Rate
(4.4 / 5)
50 votes
Size:
1 MB
46 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form S-1 (SEC Form 870) "Registration Statement Under the Securities Act of 1933"
Rate
(4.3 / 5)
40 votes
Size:
278 KB
8 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form F-4 (SEC Form 2078) "Registration Statement Under the Securities Act of 1933"
Rate
(4.7 / 5)
48 votes
Size:
451 KB
15 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form F-3 (SEC Form 1983) "Registration Statement Under the Securities Act of 1933"
Rate
(4.8 / 5)
12 votes
Size:
366 KB
13 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form C (SEC Form 2930)
Rate
(4.4 / 5)
18 votes
Size:
302 KB
20 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form T-6 (SEC Form 2275) "Application Under Section 310(A)(1) of the Trust Indenture Act of 1939 for Determination of Eligibility of a Foreign Personal to Act as Institutional Trustee"
Rate
(4.6 / 5)
15 votes
Size:
172 KB
7 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form T-3 (SEC Form 1919) "For Applications for Qualification of Indentures Under the Trust Indenture Act of 1939"
Rate
(4.5 / 5)
19 votes
Size:
98 KB
5 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form T-4 (SEC Form 1920) "Application for Exemption Filed Pursuant to Section 304(C) of the Trust Indenture Act of 1939"
Rate
(4.8 / 5)
11 votes
Size:
450 KB
2 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form T-2 (SEC Form 1849) "Statement of Eligibility Under the Trust Indenture Act of 1939 of an Individual Designated to Act as Trustee"
Rate
(4.3 / 5)
27 votes
Size:
127 KB
7 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form F-80 (SEC Form 2282) "Registration Statement for Securities of Certain Canadian Issuers to Be Issued in Exchange Offers or a Business Combination"
Rate
(4.9 / 5)
7 votes
Size:
291 KB
10 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form 10 (SEC Form 1396) "General Form for Registration of Securities Pursuant to Section 12(B) or (G) of the Securities Exchange Act of 1934"
Rate
(4.4 / 5)
20 votes
Size:
200 KB
4 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form S-11 (SEC Form 907) "Registration of Securities of Certain Real Estate Companies"
Rate
(4.7 / 5)
16 votes
Size:
397 KB
14 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form 18 (SEC Form 1421) "Application for Registration Pursuant to Section 12(B) and (C) of the Securities Exchange Act of 1934"
Rate
(4.5 / 5)
31 votes
Size:
136 KB
3 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form S-20 (SEC2013) "Registration Statement Under the Securities Act of 1933"
Rate
(4.5 / 5)
22 votes
Size:
48 KB
3 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form N-8A (SEC Form 1102) "Notification of Registration Filed Pursuant to Section 8(A) of the Investment Company Act of 1940"
Rate
(4.7 / 5)
6 votes
Size:
176 KB
6 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Instructions for SEC Form MA, MA-I, MA-NR, MA-W
Rate
(4.6 / 5)
7 votes
Size:
119 KB
21 pages
+ show tags
- hide tags
Legal
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form 8-K (SEC Form 873) "Current Report Pursuant to Section 13 or 15(D)"
Rate
(4.8 / 5)
105 votes
Size:
1 MB
23 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form 8-A (SEC Form 1922) "Registration of Certain Classes of Securities Pursuant to Section 12(B) or (G) of the Securities Exchange Act of 1934"
Rate
(4.8 / 5)
22 votes
Size:
183 KB
4 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form 1-A (SEC Form 0486) "Regulation a Offering Statement Under the Securities Act of 1933"
Rate
(4.7 / 5)
24 votes
Size:
388 KB
30 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
SEC Form 777 (ADV-W) "Notice of Withdrawal From Registration as an Investment Adviser"
Rate
(4.8 / 5)
55 votes
Size:
255 KB
11 pages
+ show tags
- hide tags
Legal
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
SEC Form 879 (10-M) "Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Non-resident General Partner of Broker or Dealer"
Rate
(4.3 / 5)
72 votes
Size:
178 KB
2 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
SEC Form 878 (9-M) "Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Partnership Non-resident Broker or Dealer"
Rate
(4.3 / 5)
34 votes
Size:
333 KB
2 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
SEC Form 877 (8-M) "Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Corporate Non-resident Broker or Dealer"
Rate
(4.5 / 5)
54 votes
Size:
335 KB
4 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
SEC Form 876 (7-M) "Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Individual Non-resident Broker or Dealer"
Rate
(4.5 / 5)
94 votes
Size:
196 KB
2 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
SEC Form 617 (11-K) "For Annual Reports of Employee Stock Purchase, Savings and Similar Plans Pursuant to Section 15(D) of the Securities Exchange Act of 1934"
Rate
(4.3 / 5)
30 votes
Size:
163 KB
2 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form MSD (SEC Form 1534) "Application for Registration as a Municipal Securities Dealer or Amendment to Such Application"
Rate
(4.6 / 5)
9 votes
Size:
209 KB
13 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
SEC Form 15F "Certification of a Foreign Private Issuer's Termination of Registration of a Class of Securities Under Section 12(G) of the Securities Exchange Act of 1934 or Its Termination of the Duty to File Reports Under Section 13(A) or Section 15(D) of the Securities Exchange Act of 1934"
Rate
(4.6 / 5)
27 votes
Size:
1 MB
6 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form 10-K (SEC Form 1673) "Annual Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934"
Rate
(4.6 / 5)
24 votes
Size:
263 KB
12 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
Form N-8B-2 "Registration Statement of Unit Investment Trusts Which Are Currently Issuing Securities"
Rate
(4.7 / 5)
72 votes
Size:
1 MB
30 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
SEC Form 2292 (F-10) "Registration Statement for Securities of Certain Canadian Issuers"
Rate
(4.6 / 5)
98 votes
Size:
304 KB
11 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
PDF
SEC Form 2106 (N-14) "Registration Statement Under the Securities Act of 1933"
Rate
(4.4 / 5)
13 votes
Size:
1 MB
13 pages
+ show tags
- hide tags
United States Federal Legal Forms
United States Legal Forms
View form
Download
Legal
Business
Financial
Life
Miscellaneous
Medical
Letters
Education
Share
Url of this page:
HTML Link:
![Form N-5 (SEC Form 0993) "Registration Statement of Small Business Investment Company Under the Securities Act of 1933 and the Investment Company Act of 1940"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019057/form-n-5-sec-form-0993-registration-statement-of-small-business-investment-company-under-the-securities-act-of-1933-and-the-investment-company-act-of-1940.png "Form N-5 (SEC Form 0993) "Registration Statement of Small Business Investment Company Under the Securities Act of 1933 and the Investment Company Act of 1940"")
![Form SF-3 (SEC Form 2909) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019067/form-sf-3-sec-form-2909-registration-statement-under-the-securities-act-of-1933.png "Form SF-3 (SEC Form 2909) "Registration Statement Under the Securities Act of 1933"")
![Form S-6 (SEC Form 649) "Registration Under 1933 Act of Securities of Unit Investment Trusts Registered on Form N-8b-2"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019062/form-s-6-sec-form-649-registration-under-1933-act-of-securities-of-unit-investment-trusts-registered-on-form-n-8b-2.png "Form S-6 (SEC Form 649) "Registration Under 1933 Act of Securities of Unit Investment Trusts Registered on Form N-8b-2"")
![Form SF-1 (SEC Form 2908) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019065/form-sf-1-sec-form-2908-registration-statement-under-the-securities-act-of-1933.png "Form SF-1 (SEC Form 2908) "Registration Statement Under the Securities Act of 1933"")
![Form F-7 (SEC Form 2289) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019055/form-f-7-sec-form-2289-registration-statement-under-the-securities-act-of-1933.png "Form F-7 (SEC Form 2289) "Registration Statement Under the Securities Act of 1933"")
![Form F-8 (SEC Form 2290) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019051/form-f-8-sec-form-2290-registration-statement-under-the-securities-act-of-1933.png "Form F-8 (SEC Form 2290) "Registration Statement Under the Securities Act of 1933"")
![Form S-3 (SEC Form 1379) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061328/form-s-3-sec-form-1379-registration-statement-under-the-securities-act-of-1933.png "Form S-3 (SEC Form 1379) "Registration Statement Under the Securities Act of 1933"")
![Form S-4 (SEC Form 2077) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061329/form-s-4-sec-form-2077-registration-statement-under-the-securities-act-of-1933.png "Form S-4 (SEC Form 2077) "Registration Statement Under the Securities Act of 1933"")
![Form N-2 (SEC Form 1716) "Registration Statement for Closed-End Management Investment Companies"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061324/form-n-2-sec-form-1716-registration-statement-for-closed-end-management-investment-companies.png "Form N-2 (SEC Form 1716) "Registration Statement for Closed-End Management Investment Companies"")
![Form S-1 (SEC Form 870) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061323/form-s-1-sec-form-870-registration-statement-under-the-securities-act-of-1933.png "Form S-1 (SEC Form 870) "Registration Statement Under the Securities Act of 1933"")
![Form F-4 (SEC Form 2078) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061318/form-f-4-sec-form-2078-registration-statement-under-the-securities-act-of-1933.png "Form F-4 (SEC Form 2078) "Registration Statement Under the Securities Act of 1933"")
![Form F-3 (SEC Form 1983) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061316/form-f-3-sec-form-1983-registration-statement-under-the-securities-act-of-1933.png "Form F-3 (SEC Form 1983) "Registration Statement Under the Securities Act of 1933"")
![Form T-6 (SEC Form 2275) "Application Under Section 310(A)(1) of the Trust Indenture Act of 1939 for Determination of Eligibility of a Foreign Personal to Act as Institutional Trustee"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019070/form-t-6-sec-form-2275-application-under-section-310-a-1-of-the-trust-indenture-act-of-1939-for-determination-of-eligibility-of-a-foreign-personal-to-act-as-institutional-trustee.png "Form T-6 (SEC Form 2275) "Application Under Section 310(A)(1) of the Trust Indenture Act of 1939 for Determination of Eligibility of a Foreign Personal to Act as Institutional Trustee"")
![Form T-3 (SEC Form 1919) "For Applications for Qualification of Indentures Under the Trust Indenture Act of 1939"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019068/form-t-3-sec-form-1919-for-applications-for-qualification-of-indentures-under-the-trust-indenture-act-of-1939.png "Form T-3 (SEC Form 1919) "For Applications for Qualification of Indentures Under the Trust Indenture Act of 1939"")
![Form T-4 (SEC Form 1920) "Application for Exemption Filed Pursuant to Section 304(C) of the Trust Indenture Act of 1939"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019071/form-t-4-sec-form-1920-application-for-exemption-filed-pursuant-to-section-304-c-of-the-trust-indenture-act-of-1939.png "Form T-4 (SEC Form 1920) "Application for Exemption Filed Pursuant to Section 304(C) of the Trust Indenture Act of 1939"")
![Form T-2 (SEC Form 1849) "Statement of Eligibility Under the Trust Indenture Act of 1939 of an Individual Designated to Act as Trustee"](https://data.templateroller.com/pdf_docs_html/2008/20085/2008598/form-t-2-sec-form-1849-statement-of-eligibility-under-the-trust-indenture-act-of-1939-of-an-individual-designated-to-act-as-trustee.png "Form T-2 (SEC Form 1849) "Statement of Eligibility Under the Trust Indenture Act of 1939 of an Individual Designated to Act as Trustee"")
![Form F-80 (SEC Form 2282) "Registration Statement for Securities of Certain Canadian Issuers to Be Issued in Exchange Offers or a Business Combination"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019053/form-f-80-sec-form-2282-registration-statement-for-securities-of-certain-canadian-issuers-to-be-issued-in-exchange-offers-or-a-business-combination.png "Form F-80 (SEC Form 2282) "Registration Statement for Securities of Certain Canadian Issuers to Be Issued in Exchange Offers or a Business Combination"")
![Form 10 (SEC Form 1396) "General Form for Registration of Securities Pursuant to Section 12(B) or (G) of the Securities Exchange Act of 1934"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061307/form-10-sec-form-1396-general-form-for-registration-of-securities-pursuant-to-section-12-b-or-g-of-the-securities-exchange-act-of-1934.png "Form 10 (SEC Form 1396) "General Form for Registration of Securities Pursuant to Section 12(B) or (G) of the Securities Exchange Act of 1934"")
![Form S-11 (SEC Form 907) "Registration of Securities of Certain Real Estate Companies"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061326/form-s-11-sec-form-907-registration-of-securities-of-certain-real-estate-companies.png "Form S-11 (SEC Form 907) "Registration of Securities of Certain Real Estate Companies"")
![Form 18 (SEC Form 1421) "Application for Registration Pursuant to Section 12(B) and (C) of the Securities Exchange Act of 1934"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019046/form-18-sec-form-1421-application-for-registration-pursuant-to-section-12-b-and-c-of-the-securities-exchange-act-of-1934.png "Form 18 (SEC Form 1421) "Application for Registration Pursuant to Section 12(B) and (C) of the Securities Exchange Act of 1934"")
![Form S-20 (SEC2013) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/174/1745/174527/form-s-20-sec2013-registration-statement-under-the-securities-act-of-1933.png "Form S-20 (SEC2013) "Registration Statement Under the Securities Act of 1933"")
![Form N-8A (SEC Form 1102) "Notification of Registration Filed Pursuant to Section 8(A) of the Investment Company Act of 1940"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019056/form-n-8a-sec-form-1102-notification-of-registration-filed-pursuant-to-section-8-a-of-the-investment-company-act-of-1940.png "Form N-8A (SEC Form 1102) "Notification of Registration Filed Pursuant to Section 8(A) of the Investment Company Act of 1940"")
![Form 8-K (SEC Form 873) "Current Report Pursuant to Section 13 or 15(D)"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019060/form-8-k-sec-form-873-current-report-pursuant-to-section-13-or-15-d.png "Form 8-K (SEC Form 873) "Current Report Pursuant to Section 13 or 15(D)"")
![Form 8-A (SEC Form 1922) "Registration of Certain Classes of Securities Pursuant to Section 12(B) or (G) of the Securities Exchange Act of 1934"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019049/form-8-a-sec-form-1922-registration-of-certain-classes-of-securities-pursuant-to-section-12-b-or-g-of-the-securities-exchange-act-of-1934.png "Form 8-A (SEC Form 1922) "Registration of Certain Classes of Securities Pursuant to Section 12(B) or (G) of the Securities Exchange Act of 1934"")
![Form 1-A (SEC Form 0486) "Regulation a Offering Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061314/form-1-a-sec-form-0486-regulation-a-offering-statement-under-the-securities-act-of-1933.png "Form 1-A (SEC Form 0486) "Regulation a Offering Statement Under the Securities Act of 1933"")
![SEC Form 777 (ADV-W) "Notice of Withdrawal From Registration as an Investment Adviser"](https://data.templateroller.com/pdf_docs_html/1742/17424/1742432/sec-form-777-form-adv-w-notice-withdrawal-from-registration-as-an-investment-adviser.png "SEC Form 777 (ADV-W) "Notice of Withdrawal From Registration as an Investment Adviser"")
![SEC Form 879 (10-M) "Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Non-resident General Partner of Broker or Dealer"](https://data.templateroller.com/pdf_docs_html/1734/17347/1734793/sec-form-879-form-10-m-irrevocable-appointment-agent-service-process-pleadings-and-other-papers-by-non-resident-general-partner-broker-or-dealer.png "SEC Form 879 (10-M) "Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Non-resident General Partner of Broker or Dealer"")
![SEC Form 878 (9-M) "Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Partnership Non-resident Broker or Dealer"](https://data.templateroller.com/pdf_docs_html/1735/17358/1735891/sec-form-878-form-9-m-irrevocable-appointment-agent-service-process-pleadings-and-other-papers-by-partnership-non-resident-broker-or-dealer.png "SEC Form 878 (9-M) "Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Partnership Non-resident Broker or Dealer"")
![SEC Form 877 (8-M) "Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Corporate Non-resident Broker or Dealer"](https://data.templateroller.com/pdf_docs_html/1742/17424/1742408/sec-form-877-form-8-m-irrevocable-appointment-agent-service-process-pleadings-and-other-papers-by-corporate-non-resident-broker-or-dealer.png "SEC Form 877 (8-M) "Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Corporate Non-resident Broker or Dealer"")
![SEC Form 876 (7-M) "Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Individual Non-resident Broker or Dealer"](https://data.templateroller.com/pdf_docs_html/1735/17355/1735550/form-7-m-sec-form-876-irrevocable-appointment-of-agent-for-service-of-process-pleadings-and-other-papers-by-individual-non-resident-broker-or-dealer.png "SEC Form 876 (7-M) "Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Individual Non-resident Broker or Dealer"")
![SEC Form 617 (11-K) "For Annual Reports of Employee Stock Purchase, Savings and Similar Plans Pursuant to Section 15(D) of the Securities Exchange Act of 1934"](https://data.templateroller.com/pdf_docs_html/1899/18993/1899398/sec-form-617-form-11-k-annual-reports-employee-stock-purchase-savings-and-similar-plans-pursuant-to-section-15-d-the-securities-exchange-act-1934.png "SEC Form 617 (11-K) "For Annual Reports of Employee Stock Purchase, Savings and Similar Plans Pursuant to Section 15(D) of the Securities Exchange Act of 1934"")
![Form MSD (SEC Form 1534) "Application for Registration as a Municipal Securities Dealer or Amendment to Such Application"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019061/form-msd-sec-form-1534-application-for-registration-as-a-municipal-securities-dealer-or-amendment-to-such-application.png "Form MSD (SEC Form 1534) "Application for Registration as a Municipal Securities Dealer or Amendment to Such Application"")
![SEC Form 15F "Certification of a Foreign Private Issuer's Termination of Registration of a Class of Securities Under Section 12(G) of the Securities Exchange Act of 1934 or Its Termination of the Duty to File Reports Under Section 13(A) or Section 15(D) of the Securities Exchange Act of 1934"](https://data.templateroller.com/pdf_docs_html/1742/17423/1742397/sec-form-15f-certification-of-a-foreign-private-issuer-s-termination-of-registration-of-a-class-of-securities-under-section-12-g-of-the-securities-exchange-act-of-1934-or-its-termination-of-the-duty-to-file-reports-under-section-13-a-or-sec.png "SEC Form 15F "Certification of a Foreign Private Issuer's Termination of Registration of a Class of Securities Under Section 12(G) of the Securities Exchange Act of 1934 or Its Termination of the Duty to File Reports Under Section 13(A) or Section 15(D) of the Securities Exchange Act of 1934"")
![Form 10-K (SEC Form 1673) "Annual Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061308/form-10-k-sec-form-1673-annual-report-pursuant-to-section-13-or-15-d-of-the-securities-exchange-act-of-1934.png "Form 10-K (SEC Form 1673) "Annual Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934"")
![Form N-8B-2 "Registration Statement of Unit Investment Trusts Which Are Currently Issuing Securities"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061330/form-n-8b-2-registration-statement-of-unit-investment-trusts-which-are-currently-issuing-securities.png "Form N-8B-2 "Registration Statement of Unit Investment Trusts Which Are Currently Issuing Securities"")
![SEC Form 2292 (F-10) "Registration Statement for Securities of Certain Canadian Issuers"](https://data.templateroller.com/pdf_docs_html/1904/19044/1904402/sec-form-2292-form-f-10-registration-statement-securities-certain-canadian-issuers.png "SEC Form 2292 (F-10) "Registration Statement for Securities of Certain Canadian Issuers"")
![SEC Form 2106 (N-14) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/1999/19996/1999673/sec-form-2106-n-14-registration-statement-under-the-securities-act-of-1933.png "SEC Form 2106 (N-14) "Registration Statement Under the Securities Act of 1933"")
