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177
![Form N-4 (SEC Form 2125) "Registration Statement of Separate Accounts Organized as Unit Investment Trusts"](https://data.templateroller.com/pdf_docs_html/2084/20848/2084810/form-n-4-sec-form-2125-registration-statement-of-separate-accounts-organized-as-unit-investment-trusts.png "Form N-4 (SEC Form 2125) "Registration Statement of Separate Accounts Organized as Unit Investment Trusts"")
![Form N-6 (SEC Form 2567) "Registration Statement for Separate Accounts Organized as Unit Investment Trusts That Offer Variable Life Insurance Policies"](https://data.templateroller.com/pdf_docs_html/2084/20848/2084811/form-n-6-sec-form-2567-registration-statement-for-separate-accounts-organized-as-unit-investment-trusts-that-offer-variable-life-insurance-policies.png "Form N-6 (SEC Form 2567) "Registration Statement for Separate Accounts Organized as Unit Investment Trusts That Offer Variable Life Insurance Policies"")
![Form N-5 (SEC Form 0993) "Registration Statement of Small Business Investment Company Under the Securities Act of 1933 and the Investment Company Act of 1940"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019057/form-n-5-sec-form-0993-registration-statement-of-small-business-investment-company-under-the-securities-act-of-1933-and-the-investment-company-act-of-1940.png "Form N-5 (SEC Form 0993) "Registration Statement of Small Business Investment Company Under the Securities Act of 1933 and the Investment Company Act of 1940"")
![Form SF-3 (SEC Form 2909) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019067/form-sf-3-sec-form-2909-registration-statement-under-the-securities-act-of-1933.png "Form SF-3 (SEC Form 2909) "Registration Statement Under the Securities Act of 1933"")
Form SF-3 (SEC Form 2909) "Registration Statement Under the Securities Act of 1933"
Size: 324 KB
11 pages
![Form S-6 (SEC Form 649) "Registration Under 1933 Act of Securities of Unit Investment Trusts Registered on Form N-8b-2"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019062/form-s-6-sec-form-649-registration-under-1933-act-of-securities-of-unit-investment-trusts-registered-on-form-n-8b-2.png "Form S-6 (SEC Form 649) "Registration Under 1933 Act of Securities of Unit Investment Trusts Registered on Form N-8b-2"")
![Form SF-1 (SEC Form 2908) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019065/form-sf-1-sec-form-2908-registration-statement-under-the-securities-act-of-1933.png "Form SF-1 (SEC Form 2908) "Registration Statement Under the Securities Act of 1933"")
Form SF-1 (SEC Form 2908) "Registration Statement Under the Securities Act of 1933"
Size: 275 KB
7 pages
![Form F-7 (SEC Form 2289) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019055/form-f-7-sec-form-2289-registration-statement-under-the-securities-act-of-1933.png "Form F-7 (SEC Form 2289) "Registration Statement Under the Securities Act of 1933"")
Form F-7 (SEC Form 2289) "Registration Statement Under the Securities Act of 1933"
Size: 252 KB
7 pages
![Form F-8 (SEC Form 2290) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019051/form-f-8-sec-form-2290-registration-statement-under-the-securities-act-of-1933.png "Form F-8 (SEC Form 2290) "Registration Statement Under the Securities Act of 1933"")
Form F-8 (SEC Form 2290) "Registration Statement Under the Securities Act of 1933"
Size: 241 KB
10 pages
![Form S-3 (SEC Form 1379) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061328/form-s-3-sec-form-1379-registration-statement-under-the-securities-act-of-1933.png "Form S-3 (SEC Form 1379) "Registration Statement Under the Securities Act of 1933"")
Form S-3 (SEC Form 1379) "Registration Statement Under the Securities Act of 1933"
Size: 313 KB
12 pages
![Form S-4 (SEC Form 2077) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061329/form-s-4-sec-form-2077-registration-statement-under-the-securities-act-of-1933.png "Form S-4 (SEC Form 2077) "Registration Statement Under the Securities Act of 1933"")
Form S-4 (SEC Form 2077) "Registration Statement Under the Securities Act of 1933"
Size: 490 KB
18 pages
![Form N-2 (SEC Form 1716) "Registration Statement for Closed-End Management Investment Companies"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061324/form-n-2-sec-form-1716-registration-statement-for-closed-end-management-investment-companies.png "Form N-2 (SEC Form 1716) "Registration Statement for Closed-End Management Investment Companies"")
![Form S-1 (SEC Form 870) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061323/form-s-1-sec-form-870-registration-statement-under-the-securities-act-of-1933.png "Form S-1 (SEC Form 870) "Registration Statement Under the Securities Act of 1933"")
Form S-1 (SEC Form 870) "Registration Statement Under the Securities Act of 1933"
Size: 278 KB
8 pages
![Form F-4 (SEC Form 2078) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061318/form-f-4-sec-form-2078-registration-statement-under-the-securities-act-of-1933.png "Form F-4 (SEC Form 2078) "Registration Statement Under the Securities Act of 1933"")
Form F-4 (SEC Form 2078) "Registration Statement Under the Securities Act of 1933"
Size: 451 KB
15 pages
![Form F-3 (SEC Form 1983) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061316/form-f-3-sec-form-1983-registration-statement-under-the-securities-act-of-1933.png "Form F-3 (SEC Form 1983) "Registration Statement Under the Securities Act of 1933"")
Form F-3 (SEC Form 1983) "Registration Statement Under the Securities Act of 1933"
Size: 366 KB
13 pages
![Form F-1 (SEC Form 1981) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061315/form-f-1-sec-form-1981-registration-statement-under-the-securities-act-of-1933.png "Form F-1 (SEC Form 1981) "Registration Statement Under the Securities Act of 1933"")
Form F-1 (SEC Form 1981) "Registration Statement Under the Securities Act of 1933"
Size: 298 KB
7 pages
![Form T-6 (SEC Form 2275) "Application Under Section 310(A)(1) of the Trust Indenture Act of 1939 for Determination of Eligibility of a Foreign Personal to Act as Institutional Trustee"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019070/form-t-6-sec-form-2275-application-under-section-310-a-1-of-the-trust-indenture-act-of-1939-for-determination-of-eligibility-of-a-foreign-personal-to-act-as-institutional-trustee.png "Form T-6 (SEC Form 2275) "Application Under Section 310(A)(1) of the Trust Indenture Act of 1939 for Determination of Eligibility of a Foreign Personal to Act as Institutional Trustee"")
![Form T-3 (SEC Form 1919) "For Applications for Qualification of Indentures Under the Trust Indenture Act of 1939"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019068/form-t-3-sec-form-1919-for-applications-for-qualification-of-indentures-under-the-trust-indenture-act-of-1939.png "Form T-3 (SEC Form 1919) "For Applications for Qualification of Indentures Under the Trust Indenture Act of 1939"")
![Form T-4 (SEC Form 1920) "Application for Exemption Filed Pursuant to Section 304(C) of the Trust Indenture Act of 1939"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019071/form-t-4-sec-form-1920-application-for-exemption-filed-pursuant-to-section-304-c-of-the-trust-indenture-act-of-1939.png "Form T-4 (SEC Form 1920) "Application for Exemption Filed Pursuant to Section 304(C) of the Trust Indenture Act of 1939"")
![Form T-2 (SEC Form 1849) "Statement of Eligibility Under the Trust Indenture Act of 1939 of an Individual Designated to Act as Trustee"](https://data.templateroller.com/pdf_docs_html/2008/20085/2008598/form-t-2-sec-form-1849-statement-of-eligibility-under-the-trust-indenture-act-of-1939-of-an-individual-designated-to-act-as-trustee.png "Form T-2 (SEC Form 1849) "Statement of Eligibility Under the Trust Indenture Act of 1939 of an Individual Designated to Act as Trustee"")
![Form TA-1 (SEC Form 1528) "Uniform Form for Registration as a Transfer Agent and for Amendment to Registration"](https://data.templateroller.com/pdf_docs_html/2142/21429/2142995/form-ta-1-sec-form-1528-uniform-form-for-registration-as-a-transfer-agent-and-for-amendment-to-registration.png "Form TA-1 (SEC Form 1528) "Uniform Form for Registration as a Transfer Agent and for Amendment to Registration"")
![Form N-4 "Registration Statement of Separate Accounts Organized as Unit Investment Trusts"](https://data.templateroller.com/pdf_docs_html/2109/21096/2109692/form-n-4-registration-statement-of-separate-accounts-organized-as-unit-investment-trusts.png "Form N-4 "Registration Statement of Separate Accounts Organized as Unit Investment Trusts"")
![Instructions for Form 3, SEC Form 1473 "Initial Statement of Beneficial Ownership of Securities"](https://data.templateroller.com/pdf_docs_html/2109/21096/2109684/instructions-for-form-3-sec-form-1473-initial-statement-of-beneficial-ownership-of-securities.png "Instructions for Form 3, SEC Form 1473 "Initial Statement of Beneficial Ownership of Securities"")
![Instructions for Form 5, SEC Form 2270 "Annual Statement of Changes in Beneficial Ownership of Securities"](https://data.templateroller.com/pdf_docs_html/2109/21096/2109685/instructions-for-form-5-sec-form-2270-annual-statement-of-changes-in-beneficial-ownership-of-securities.png "Instructions for Form 5, SEC Form 2270 "Annual Statement of Changes in Beneficial Ownership of Securities"")
![Form N-14 (SEC Form 2106) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/2084/20848/2084809/form-n-14-sec-form-2106-registration-statement-under-the-securities-act-of-1933.png "Form N-14 (SEC Form 2106) "Registration Statement Under the Securities Act of 1933"")
![Form F-80 (SEC Form 2282) "Registration Statement for Securities of Certain Canadian Issuers to Be Issued in Exchange Offers or a Business Combination"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019053/form-f-80-sec-form-2282-registration-statement-for-securities-of-certain-canadian-issuers-to-be-issued-in-exchange-offers-or-a-business-combination.png "Form F-80 (SEC Form 2282) "Registration Statement for Securities of Certain Canadian Issuers to Be Issued in Exchange Offers or a Business Combination"")
![Form 10 (SEC Form 1396) "General Form for Registration of Securities Pursuant to Section 12(B) or (G) of the Securities Exchange Act of 1934"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061307/form-10-sec-form-1396-general-form-for-registration-of-securities-pursuant-to-section-12-b-or-g-of-the-securities-exchange-act-of-1934.png "Form 10 (SEC Form 1396) "General Form for Registration of Securities Pursuant to Section 12(B) or (G) of the Securities Exchange Act of 1934"")
![Form S-11 (SEC Form 907) "Registration of Securities of Certain Real Estate Companies"](https://data.templateroller.com/pdf_docs_html/2061/20613/2061326/form-s-11-sec-form-907-registration-of-securities-of-certain-real-estate-companies.png "Form S-11 (SEC Form 907) "Registration of Securities of Certain Real Estate Companies"")
Form S-11 (SEC Form 907) "Registration of Securities of Certain Real Estate Companies"
Size: 397 KB
14 pages
![Form SD (SEC Form 0697) "Specialized Disclosure Report"](https://data.templateroller.com/pdf_docs_html/2080/20801/2080150/form-sd-sec-form-0697-specialized-disclosure-report.png "Form SD (SEC Form 0697) "Specialized Disclosure Report"")
![Form 18 (SEC Form 1421) "Application for Registration Pursuant to Section 12(B) and (C) of the Securities Exchange Act of 1934"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019046/form-18-sec-form-1421-application-for-registration-pursuant-to-section-12-b-and-c-of-the-securities-exchange-act-of-1934.png "Form 18 (SEC Form 1421) "Application for Registration Pursuant to Section 12(B) and (C) of the Securities Exchange Act of 1934"")
![Form S-20 (SEC2013) "Registration Statement Under the Securities Act of 1933"](https://data.templateroller.com/pdf_docs_html/174/1745/174527/form-s-20-sec2013-registration-statement-under-the-securities-act-of-1933.png "Form S-20 (SEC2013) "Registration Statement Under the Securities Act of 1933"")
![Form N-8A (SEC Form 1102) "Notification of Registration Filed Pursuant to Section 8(A) of the Investment Company Act of 1940"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019056/form-n-8a-sec-form-1102-notification-of-registration-filed-pursuant-to-section-8-a-of-the-investment-company-act-of-1940.png "Form N-8A (SEC Form 1102) "Notification of Registration Filed Pursuant to Section 8(A) of the Investment Company Act of 1940"")
![Form 1-A (SEC Form 0486) "Regulation a Offering Statement"](https://data.templateroller.com/pdf_docs_html/2142/21429/2142991/form-1-a-sec-form-0486-regulation-a-offering-statement.png "Form 1-A (SEC Form 0486) "Regulation a Offering Statement"")
![SEC Form 873 (8-K) "Current Report Pursuant to Section 13 or 15(D)"](https://data.templateroller.com/pdf_docs_html/2142/21429/2142987/sec-form-873-8-k-current-report-pursuant-to-section-13-or-15-d.png "SEC Form 873 (8-K) "Current Report Pursuant to Section 13 or 15(D)"")
![Form ADV (SEC Form 1707) Part 1A "Uniform Application for Investment Adviser Registration and Report by Exempt Reporting Advisers"](https://data.templateroller.com/pdf_docs_html/2078/20780/2078081/form-adv-sec-form-1707-part-1a-uniform-application-for-investment-adviser-registration-and-report-by-exempt-reporting-advisers.png "Form ADV (SEC Form 1707) Part 1A "Uniform Application for Investment Adviser Registration and Report by Exempt Reporting Advisers"")
![Form 8-K (SEC Form 873) "Current Report Pursuant to Section 13 or 15(D)"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019060/form-8-k-sec-form-873-current-report-pursuant-to-section-13-or-15-d.png "Form 8-K (SEC Form 873) "Current Report Pursuant to Section 13 or 15(D)"")
![Form 8-A (SEC Form 1922) "Registration of Certain Classes of Securities Pursuant to Section 12(B) or (G) of the Securities Exchange Act of 1934"](https://data.templateroller.com/pdf_docs_html/2019/20190/2019049/form-8-a-sec-form-1922-registration-of-certain-classes-of-securities-pursuant-to-section-12-b-or-g-of-the-securities-exchange-act-of-1934.png "Form 8-A (SEC Form 1922) "Registration of Certain Classes of Securities Pursuant to Section 12(B) or (G) of the Securities Exchange Act of 1934"")
![SEC Form 777 (ADV-W) "Notice of Withdrawal From Registration as an Investment Adviser"](https://data.templateroller.com/pdf_docs_html/2142/21429/2142990/sec-form-777-adv-w-notice-of-withdrawal-from-registration-as-an-investment-adviser.png "SEC Form 777 (ADV-W) "Notice of Withdrawal From Registration as an Investment Adviser"")
SEC Form 777 (ADV-W) "Notice of Withdrawal From Registration as an Investment Adviser"
Size: 479 KB
11 pages
