SEC Form 1500 (BD-N) Form for Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products Pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934

SEC Form 1500 (BD-N) Form for Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products Pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934

What Is SEC Form 1500 (BD-N)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on January 1, 2008 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is SEC Form 1500 (BD-N)?
A: SEC Form 1500 (BD-N) is a form used for the Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products.

Q: What is the purpose of SEC Form 1500 (BD-N)?
A: The purpose of SEC Form 1500 (BD-N) is to register as a broker-dealer for trading security futures products.

Q: Under what section of the Securities Exchange Act of 1934 is SEC Form 1500 (BD-N) filed?
A: SEC Form 1500 (BD-N) is filed pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934.

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Form Details:

  • Released on January 1, 2008;
  • The latest available edition released by the U.S. Securities and Exchange Commission;
  • Easy to use and ready to print;
  • Yours to fill out and keep for your records;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a fillable version of SEC Form 1500 (BD-N) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.

Download SEC Form 1500 (BD-N) Form for Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products Pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934

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  • SEC Form 1500 (BD-N) Form for Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products Pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934

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  • SEC Form 1500 (BD-N) Form for Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products Pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934, Page 2

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  • SEC Form 1500 (BD-N) Form for Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products Pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934, Page 3

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  • SEC Form 1500 (BD-N) Form for Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products Pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934, Page 4

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  • SEC Form 1500 (BD-N) Form for Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products Pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934, Page 1
  • SEC Form 1500 (BD-N) Form for Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products Pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934, Page 2
  • SEC Form 1500 (BD-N) Form for Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products Pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934, Page 3
  • SEC Form 1500 (BD-N) Form for Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products Pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934, Page 4
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