This is a legal form that was released by the U.S. Securities and Exchange Commission on November 1, 2002 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
Q: What is Form 1-N?
A: Form 1-N is a form used for registering as a national securities exchange for the sole purpose of trading security futures products.
Q: What is the purpose of Form 1-N?
A: The purpose of Form 1-N is to register as a national securities exchange specifically for trading security futures products.
Q: What is the Exchange Act?
A: The Exchange Act refers to the Securities Exchange Act of 1934, which regulates securities exchanges and other aspects of the securities industry.
Q: What is Section 6(G) of the Exchange Act?
A: Section 6(G) of the Exchange Act is the specific section that deals with the trading of security futures products on national securities exchanges.
Q: What type of information is required in Form 1-N?
A: Form 1-N requires information related to the entity applying for registration, its governance, trading rules, and other pertinent details.
Q: Are amendments required for Form 1-N?
A: Amendments may be required for Form 1-N if there are changes to the information previously provided in the initial filing.
Q: Who needs to use Form 1-N?
A: Any entity seeking to register as a national securities exchange for trading security futures products needs to use Form 1-N.
Q: Can Form 1-N be used for purposes other than trading security futures products?
A: No, Form 1-N is specifically designed for the registration of national securities exchanges for trading security futures products under Section 6(G) of the Exchange Act.
Download a printable version of Form 1-N (SEC Form 2568) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.