Form CA-1 (SEC Form 1853) Application for Registration or for Exemption From Registration as a Clearing Agency and for Amendment to Registration Pursuant to the Securities Exchange Act of 1934 ("the Act")

Form CA-1 (SEC Form 1853) Application for Registration or for Exemption From Registration as a Clearing Agency and for Amendment to Registration Pursuant to the Securities Exchange Act of 1934 ("the Act")

What Is Form CA-1 (SEC Form 1853)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on February 1, 2009 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is Form CA-1?
A: Form CA-1 is an application for registration or exemption from registration as a clearing agency.

Q: What is the purpose of filing Form CA-1?
A: The purpose of filing Form CA-1 is to register or seek exemption as a clearing agency under the Securities Exchange Act of 1934.

Q: Who is required to file Form CA-1?
A: Clearing agencies are required to file Form CA-1 to register or seek exemption.

Q: What else can be done with Form CA-1?
A: Form CA-1 can also be used to request amendments to registration.

Q: Which legal act is associated with Form CA-1?
A: Form CA-1 is associated with the Securities Exchange Act of 1934.

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Form Details:

  • Released on February 1, 2009;
  • The latest available edition released by the U.S. Securities and Exchange Commission;
  • Easy to use and ready to print;
  • Yours to fill out and keep for your records;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a fillable version of Form CA-1 (SEC Form 1853) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.

Download Form CA-1 (SEC Form 1853) Application for Registration or for Exemption From Registration as a Clearing Agency and for Amendment to Registration Pursuant to the Securities Exchange Act of 1934 ("the Act")

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  • Form CA-1 (SEC Form 1853) Application for Registration or for Exemption From Registration as a Clearing Agency and for Amendment to Registration Pursuant to the Securities Exchange Act of 1934 (the Act), Page 1
  • Form CA-1 (SEC Form 1853) Application for Registration or for Exemption From Registration as a Clearing Agency and for Amendment to Registration Pursuant to the Securities Exchange Act of 1934 (the Act), Page 2
  • Form CA-1 (SEC Form 1853) Application for Registration or for Exemption From Registration as a Clearing Agency and for Amendment to Registration Pursuant to the Securities Exchange Act of 1934 (the Act), Page 3
  • Form CA-1 (SEC Form 1853) Application for Registration or for Exemption From Registration as a Clearing Agency and for Amendment to Registration Pursuant to the Securities Exchange Act of 1934 (the Act), Page 4
  • Form CA-1 (SEC Form 1853) Application for Registration or for Exemption From Registration as a Clearing Agency and for Amendment to Registration Pursuant to the Securities Exchange Act of 1934 (the Act), Page 5
  • Form CA-1 (SEC Form 1853) Application for Registration or for Exemption From Registration as a Clearing Agency and for Amendment to Registration Pursuant to the Securities Exchange Act of 1934 (the Act), Page 6
  • Form CA-1 (SEC Form 1853) Application for Registration or for Exemption From Registration as a Clearing Agency and for Amendment to Registration Pursuant to the Securities Exchange Act of 1934 (the Act), Page 7
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