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Form CA-1 (SEC Form 1853) Application for Registration or for Exemption From Registration as a Clearing Agency and for Amendment to Registration Pursuant to the Securities Exchange Act of 1934 ("the Act")
What Is Form CA-1 (SEC Form 1853)?
This is a legal form that was released by the U.S. Securities and Exchange Commission on February 1, 2009 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is Form CA-1?A: Form CA-1 is an application for registration or exemption from registration as a clearing agency.
Q: What is the purpose of filing Form CA-1?A: The purpose of filing Form CA-1 is to register or seek exemption as a clearing agency under the Securities Exchange Act of 1934.
Q: Who is required to file Form CA-1?A: Clearing agencies are required to file Form CA-1 to register or seek exemption.
Q: What else can be done with Form CA-1?A: Form CA-1 can also be used to request amendments to registration.
Q: Which legal act is associated with Form CA-1?A: Form CA-1 is associated with the Securities Exchange Act of 1934.
Form Details:
- Released on February 1, 2009;
- The latest available edition released by the U.S. Securities and Exchange Commission;
- Easy to use and ready to print;
- Yours to fill out and keep for your records;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of Form CA-1 (SEC Form 1853) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.
Download Form CA-1 (SEC Form 1853) Application for Registration or for Exemption From Registration as a Clearing Agency and for Amendment to Registration Pursuant to the Securities Exchange Act of 1934 ("the Act")
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