This is a legal form that was released by the U.S. Securities and Exchange Commission on February 1, 2008 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
Q: What is Form MSDW?
A: Form MSDW is a notice of withdrawal from registration as a municipal securities dealer.
Q: What is SEC Form 1588?
A: SEC Form 1588 refers to the Notice of Withdrawal From Registration as a Municipal Securities Dealer Pursuant to Rule 15bc3-1 (17 CFR 240.15bc3-1).
Q: What is Rule 15bc3-1?
A: Rule 15bc3-1 is a regulation that governs the withdrawal of registration as a municipal securities dealer.
Q: What does the Form MSDW require?
A: The Form MSDW requires a municipal securities dealer to provide a notice of withdrawal from registration.
Q: Who needs to file Form MSDW?
A: Municipal securities dealers who wish to withdraw their registration need to file Form MSDW.
Q: Is there a fee for filing Form MSDW?
A: The SEC may charge a fee for filing Form MSDW, depending on the specific circumstances.
Q: Is the withdrawal from registration immediate upon filing Form MSDW?
A: The withdrawal from registration is not immediate upon filing Form MSDW. The SEC will review the notice and notify the dealer of the effective date of the withdrawal.
Download a fillable version of Form MSDW (SEC Form 1588) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.