SEC Form 878 (9-M) Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Partnership Non-resident Broker or Dealer

What Is SEC Form 878 (9-M)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on June 1, 2012 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is SEC Form 878 (9-M)?A: SEC Form 878 (9-M) is an Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Partnership Non-resident Broker or Dealer.

Q: Who needs to file SEC Form 878 (9-M)?A: Partnership non-resident brokers or dealers who want to appoint an agent for service of process, pleadings, and other papers need to file SEC Form 878 (9-M).

Q: What is the purpose of SEC Form 878 (9-M)?A: The purpose of SEC Form 878 (9-M) is to appoint an agent who can receive legal documents, such as service of process, pleadings, and other papers on behalf of a partnership non-resident broker or dealer.

Q: Do resident brokers or dealers need to file SEC Form 878 (9-M)?A: No, SEC Form 878 (9-M) is specifically for non-resident brokers or dealers. Resident brokers or dealers have different filing requirements.

Q: Can the appointment of an agent be revoked?A: No, SEC Form 878 (9-M) is an irrevocable appointment of agent for service of process, pleadings, and other papers.