Texas State Securities Board Forms

34
total templates

Documents

34

Form 133.6 "Secondary Trading Exemption Renewal Notice" - Texas

Rate (4.8 / 5) 121 votes
Size: 28 KB
4 pages

Form 133.5 "Secondary Trading Exemption Notice" - Texas

Rate (4.4 / 5) 81 votes
Size: 31 KB
6 pages

Form 133.4 "Request for Consideration of a Registration Application by a Military Applicant" - Texas

Rate (4.5 / 5) 57 votes
Size: 24 KB
2 pages

Form 133.3 "Ada Accommodations Request Form" - Texas

Rate (4.6 / 5) 35 votes
Size: 96 KB
4 pages

Form 133.7 "Application for Registration of Securities" - Texas

Rate (4.5 / 5) 6 votes
Size: 89 KB
5 pages

Form 133.2 "Public Information Charges - Billing Detail" - Texas

Rate (4.4 / 5) 60 votes
Size: 71 KB
1 page

Form 133.23 "Request for Recognition of out-Of-State License or Registration by a Military Spouse" - Texas

Rate (4.4 / 5) 13 votes
Size: 19 KB
2 pages

Form 133.22 "Waiver or Refund Request by a Military Spouse for a Renewal Fee" - Texas

Rate (4.3 / 5) 29 votes
Size: 20 KB
2 pages

Form 133.26 "Request for Determination of Money Market Fund Status for Federal Covered Securities (Pursuant to 123.3(C))" - Texas

Rate (4.5 / 5) 49 votes
Size: 25 KB
4 pages

Form 133.29 "Intrastate Exemption Notice (109.13(L))" - Texas

Rate (4.7 / 5) 35 votes
Size: 28 KB
4 pages

Form 133.36 "Request for Reduced Fees for Certain Persons Registered in Multiple Capacities" - Texas

Rate (4.4 / 5) 99 votes
Size: 22 KB
2 pages

Form 133.16 "Texas Crowdfunding Portal Withdrawal of Registration" - Texas

Rate (4.6 / 5) 60 votes
Size: 24 KB
2 pages

Form 133.34 "Undertaking Regarding Non-issuer Sales" - Texas

Rate (4.7 / 5) 19 votes
Size: 19 KB
2 pages

Form 133.30 "Information Concerning Projected Market Prices, and Related Market Information - Section 5.0(3)" - Texas

Rate (4.6 / 5) 62 votes
Size: 26 KB
4 pages

Form 133.13 "Application for Renewal Permit" - Texas

Rate (4.5 / 5) 54 votes
Size: 27 KB
4 pages

Form 133.20 "Texas Crowdfunding Portal Registration by an Authorized Small Business Development Entity" - Texas

Rate (4.6 / 5) 52 votes
Size: 276 KB
14 pages

Form 133.15 "Texas Crowdfunding Portal Registration" - Texas

Rate (4.5 / 5) 61 votes
Size: 242 KB
12 pages

Form 133.21 "Crowdfunding Exemption Notice" - Texas

Rate (4.8 / 5) 66 votes
Size: 105 KB
3 pages

Form 133.19 "Waiver or Refund Request by a Military Applicant" - Texas

Rate (4.4 / 5) 53 votes
Size: 25 KB
2 pages

Form 133.17 "Crowdfunding Exemption Notice" - Texas

Rate (4.7 / 5) 72 votes
Size: 1 MB
3 pages

Form 133.11 "Sales Report Form for Non-continuous Offerings" - Texas

Rate (4.6 / 5) 41 votes
Size: 75 KB
1 page

Form 133.27 "Year-End Report of Sales of Federal Covered Securities by a Money Market Fund (Pursuant to 123.3)" - Texas

Rate (4.3 / 5) 29 votes
Size: 56 KB
3 pages

Form 133.10 (USR-1) "Investment Company Report of Sales in the State of Texas" - Texas

Rate (4.6 / 5) 9 votes
Size: 22 KB
1 page

Form 133.14 "Consent of Independent Accountants" - Texas

Rate (4.7 / 5) 72 votes
Size: 35 KB
1 page

"Report of Suspected Financial Exploitation" - Texas

Rate (4.6 / 5) 95 votes
Size: 242 KB
3 pages

"Alternative Signature Page" - Texas

Rate (4.3 / 5) 74 votes
Size: 11 KB
1 page

"Supplement to Application for Employment" - Texas

Rate (4.8 / 5) 59 votes
Size: 27 KB
1 page

"Investor Complaint Form" - Texas

Rate (4.7 / 5) 29 votes
Size: 214 KB
5 pages

"Formulario De Reclamo De Inversores" - Texas (Spanish)

Rate (4.4 / 5) 77 votes
Size: 103 KB
5 pages