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SEC Form 1938 (N-54C) Notification of Withdrawal of Election to Be Subject to Sections 55 Through 65 of the Investment Company Act of 1940 Filed Pursuant to Section 54(C) of the Investment Company Act of 1940
What Is SEC Form 1938 (N-54C)?
This is a legal form that was released by the U.S. Securities and Exchange Commission on March 1, 2001 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is SEC Form 1938 (N-54C)?A: SEC Form 1938 (N-54C) is a form filed by investment companies to notify the withdrawal of election to be subject to Sections 55 through 65 of the Investment Company Act of 1940.
Q: Why would an investment company file SEC Form 1938 (N-54C)?A: An investment company would file SEC Form 1938 (N-54C) to withdraw the election to be subject to Sections 55 through 65 of the Investment Company Act of 1940.
Q: What does SEC stand for?A: SEC stands for Securities and Exchange Commission.
Q: What is the Investment Company Act of 1940?A: The Investment Company Act of 1940 is a federal law that regulates mutual funds and other investment companies to protect investors.
Q: What are Sections 55 through 65 of the Investment Company Act of 1940?A: Sections 55 through 65 of the Investment Company Act of 1940 are specific provisions that investment companies can elect to be subject to, but can also choose to withdraw their election.
Form Details:
- Released on March 1, 2001;
- The latest available edition released by the U.S. Securities and Exchange Commission;
- Easy to use and ready to print;
- Yours to fill out and keep for your records;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of SEC Form 1938 (N-54C) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.
Download SEC Form 1938 (N-54C) Notification of Withdrawal of Election to Be Subject to Sections 55 Through 65 of the Investment Company Act of 1940 Filed Pursuant to Section 54(C) of the Investment Company Act of 1940
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