SEC Form 1130 (N-6EI-1) Notification of Claim of Exemption Pursuant to Rule 6e-2 or 6e-3(T) Under the Investment Company Act of 1940

What Is SEC Form 1130 (N-6EI-1)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on March 1, 2003 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is SEC Form 1130?A: SEC Form 1130 is a form used to notify a claim of exemption under Rule 6e-2 or 6e-3(T) of the Investment Company Act of 1940.

Q: What is the purpose of SEC Form 1130?A: The purpose of SEC Form 1130 is to notify the Securities and Exchange Commission (SEC) of a claim of exemption under specific rules of the Investment Company Act of 1940.

Q: What is Rule 6e-2 under the Investment Company Act of 1940?A: Rule 6e-2 is a specific rule under the Investment Company Act of 1940 that provides exemptions for certain transactions involving insurance companies.

Q: What is Rule 6e-3(T) under the Investment Company Act of 1940?A: Rule 6e-3(T) is another rule under the Investment Company Act of 1940 that provides exemptions for certain transactions involving interests in rental real estate.

Q: Who needs to file SEC Form 1130?A: Individuals or entities claiming exemption under Rule 6e-2 or 6e-3(T) of the Investment Company Act of 1940 need to file SEC Form 1130.