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This version of the form is not currently in use and is provided for reference only. Download this version of
SEC Form 1696 (X-17A-5) Part IIA
for the current year.
SEC Form 1696 (X-17A-5) Part IIA Focus Report
What Is SEC Form 1696 (X-17A-5) Part IIA?
This is a legal form that was released by the U.S. Securities and Exchange Commission on February 1, 2003 and used country-wide. The document is a supplement to Form X-17A-5, Focus Report Part Iia. Check the official instructions before completing and submitting the form.
FAQ
Q: What is SEC Form 1696?
A: SEC Form 1696 is also known as the X-17A-5 form.
Q: What is the purpose of SEC Form 1696?
A: SEC Form 1696 is used to file the Part IIA Focus Report with the Securities and Exchange Commission.
Q: What is the Part IIA Focus Report?
A: The Part IIA Focus Report is a report that provides detailed information about a broker-dealer's financial condition and activities.
Q: Who needs to file SEC Form 1696?
A: Broker-dealers are required to file SEC Form 1696.
Q: What information is included in SEC Form 1696?
A: SEC Form 1696 includes information such as the broker-dealer's balance sheet, income statement, and information about its operations and activities.
Form Details:
- Released on February 1, 2003;
- The latest available edition released by the U.S. Securities and Exchange Commission;
- Easy to use and ready to print;
- Yours to fill out and keep for your records;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of SEC Form 1696 (X-17A-5) Part IIA by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.
Download SEC Form 1696 (X-17A-5) Part IIA Focus Report
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