Form DBO-CACL280.250 "Facing Page - Application for Approval to Acquire Control, Merge With, or Purchase or Sell" - California

Form DBO-CACL280.250 is a California Department of Business Oversight form also known as the "Facing Page '- Application For Approval To Acquire Control, Merge With, Or Purchase Or Sell". The latest edition of the form was released in October 1, 2017 and is available for digital filing.

Download a PDF version of the Form DBO-CACL280.250 down below or find it on California Department of Business Oversight Forms website.

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Download Form DBO-CACL280.250 "Facing Page - Application for Approval to Acquire Control, Merge With, or Purchase or Sell" - California

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STATE OF CALIFORNIA – DEPARTMENT OF BUSINESS OVERSIGHT
FACING PAGE – APPLICATION FOR APPROVAL TO ACQUIRE CONTROL,
MERGE WITH, OR PURCHASE OR SELL
DBO-CACL 280.250 (Rev. 10-17)
(Department of Business Oversight Use Only)
Department of Business Oversight
Fee Paid $ ___________________
File No. _____________________
Receipt No. ___________________
Acquisition of Control, Section 28500
Merger, Section 28601
Purchase of Business, Section 28601
Sale of Business, Section 28601
STATE OF CALIFORNIA
DEPARTMENT OF BUSINESS OVERSIGHT
FACING PAGE
FOR
APPLICATION FOR APPROVAL TO ACQUIRE CONTROL, MERGE WITH, OR PURCAHSE OR SELL
ALL OR SUBSTANTIALLY ALL OF THE BUSINESS OF ANOTHER PERSON, OR TO SELL ALL OR
SUBSTANTIALLY ALL OF THE LICENESEE’S BUSINESS OR OF THE BUSINESS OF ANY OF THE
LICENSEE’S OFFICES TO ANOTHER LICENSEE.
PRE-AUTHORIZATION AMENDMENT NO. _________________
The Application For Approval To Acquire Control, Merge With, Or Purchase Or Sell All Or Substantially
All Of The Business Of Another Person, Or To Sell All Or Substantially All Of The Licensee’s Business
Or Of The Business Of Any Of The Licensee’s Offices To Another Licensee MUST be TYPEWRITTEN
and accompanied by the application fee of $900. The application (together with the fee payable to the
Commissioner of Business Oversight) must be filed only in the Sacramento Office of the Department of
Business Oversight.
Special Instructions: An Application for Authorization for a Change of Control under the Capital
Access Company Law shall include (1) this completed Facing Page, (2) the completed and revised
applicable pages of the Application for a License Under the Capital Access Company Law (but not the
Facing Page for that application) with information contained therein necessary to enable the
Commissioner of Business Oversight to make findings required by Corporations Code Sections 28551
and 28604 and attached to this completed Facing Page, and (3) the duly executed and verified
Execution Page for this application. (A blank Execution Page may be found at the end of the
Application for a License.)
In pursuance of, and in compliance with, the provisions of the Capital Access Company Law, the
licensee, ________________________________, with its principal office located at:
__________________________________________________________________________________
(Number and Street Code)
(City)
(State)
(Zip Code)
hereby applies to the Commissioner of Business Oversight for authorization for a change of control.
STATE OF CALIFORNIA – DEPARTMENT OF BUSINESS OVERSIGHT
FACING PAGE – APPLICATION FOR APPROVAL TO ACQUIRE CONTROL,
MERGE WITH, OR PURCHASE OR SELL
DBO-CACL 280.250 (Rev. 10-17)
(Department of Business Oversight Use Only)
Department of Business Oversight
Fee Paid $ ___________________
File No. _____________________
Receipt No. ___________________
Acquisition of Control, Section 28500
Merger, Section 28601
Purchase of Business, Section 28601
Sale of Business, Section 28601
STATE OF CALIFORNIA
DEPARTMENT OF BUSINESS OVERSIGHT
FACING PAGE
FOR
APPLICATION FOR APPROVAL TO ACQUIRE CONTROL, MERGE WITH, OR PURCAHSE OR SELL
ALL OR SUBSTANTIALLY ALL OF THE BUSINESS OF ANOTHER PERSON, OR TO SELL ALL OR
SUBSTANTIALLY ALL OF THE LICENESEE’S BUSINESS OR OF THE BUSINESS OF ANY OF THE
LICENSEE’S OFFICES TO ANOTHER LICENSEE.
PRE-AUTHORIZATION AMENDMENT NO. _________________
The Application For Approval To Acquire Control, Merge With, Or Purchase Or Sell All Or Substantially
All Of The Business Of Another Person, Or To Sell All Or Substantially All Of The Licensee’s Business
Or Of The Business Of Any Of The Licensee’s Offices To Another Licensee MUST be TYPEWRITTEN
and accompanied by the application fee of $900. The application (together with the fee payable to the
Commissioner of Business Oversight) must be filed only in the Sacramento Office of the Department of
Business Oversight.
Special Instructions: An Application for Authorization for a Change of Control under the Capital
Access Company Law shall include (1) this completed Facing Page, (2) the completed and revised
applicable pages of the Application for a License Under the Capital Access Company Law (but not the
Facing Page for that application) with information contained therein necessary to enable the
Commissioner of Business Oversight to make findings required by Corporations Code Sections 28551
and 28604 and attached to this completed Facing Page, and (3) the duly executed and verified
Execution Page for this application. (A blank Execution Page may be found at the end of the
Application for a License.)
In pursuance of, and in compliance with, the provisions of the Capital Access Company Law, the
licensee, ________________________________, with its principal office located at:
__________________________________________________________________________________
(Number and Street Code)
(City)
(State)
(Zip Code)
hereby applies to the Commissioner of Business Oversight for authorization for a change of control.
STATE OF CALIFORNIA – DEPARTMENT OF BUSINESS OVERSIGHT
FACING PAGE – APPLICATION FOR APPROVAL TO ACQUIRE CONTROL,
MERGE WITH, OR PURCHASE OR SELL
DBO-CACL 280.250 (Rev. 10-17) Page 2 of 2
1. a.
Date of Organization:
_________________________________
b.
State of Organization
_________________________________
2. Please provide the following information:
a.
For application for approval to acquire control of the licensee, describe in detail how
applicant meets the criteria stated in Section 28551 of the Corporations Code.
b.
For applications for approval of a merger, purchase or sale of the licensee, describe in
detail how applicant meets the criteria stated in Section 28604 of the Corporations Code.
[The application continues on the following, separate pages.]
(See Special Instructions, above.)
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