Form SFN51953 (E (R)) "Limited Offeree Exemption Final Report of Offers and Sales" - North Dakota

What Is Form SFN51953 (E (R))?

This is a legal form that was released by the North Dakota Securities Department - a government authority operating within North Dakota. As of today, no separate filing guidelines for the form are provided by the issuing department.

Form Details:

  • Released on October 1, 2013;
  • The latest edition provided by the North Dakota Securities Department;
  • Easy to use and ready to print;
  • Quick to customize;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a fillable version of Form SFN51953 (E (R)) by clicking the link below or browse more documents and templates provided by the North Dakota Securities Department.

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Download Form SFN51953 (E (R)) "Limited Offeree Exemption Final Report of Offers and Sales" - North Dakota

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FORM E (R)
LIMITED OFFEREE EXEMPTION FINAL REPORT
Securities Department
OF OFFERS AND SALES
600 E Boulevard Ave
NORTH DAKOTA SECURITIES DEPARTMENT
Bismarck ND 58505
SFN 51953 (10-2013)
(701) 328-2910
www.nd.gov/securities
REPORT OF OFFERS OF SECURITIES PURSUANT TO THE NORTH DAKOTA LIMITED OFFEREE
EXEMPTION UNDER SECTION 10-04-06 (9) (A) OF THE NORTH DAKOTA CENTURY CODE
INSTRUCTIONS: A report of all offers and sales must be filed within 30 days after the completion of the
offering or expiration of the twelve-month approval period, whichever occurs first.
CAVEAT: Intentional misstatements or omissions of material facts constitute criminal violations. (See
Sections 10-04-15 and 10-04-18 of the North Dakota Century Code.)
1.Name of Issuer:
2.Title or Class of Security:
3.Number of Offers and Sales Made to North Dakota Residents:
Offers:
Sales:
4. State the name(s) of each offeree to whom the security was either offered for sale or sold in North
Dakota including the date of the offer for sale and sale. Indicate in parentheses whether the
transaction involved an offer (O) or sale (S). Use the back side of the form if necessary.
The offeror (issuer) has duly caused this report to be signed, dated, and filed on its behalf by the
undersigned.
Signature:
Date of Report:
Relationship to the Offeror:
Print Name:
FORM E (R)
LIMITED OFFEREE EXEMPTION FINAL REPORT
Securities Department
OF OFFERS AND SALES
600 E Boulevard Ave
NORTH DAKOTA SECURITIES DEPARTMENT
Bismarck ND 58505
SFN 51953 (10-2013)
(701) 328-2910
www.nd.gov/securities
REPORT OF OFFERS OF SECURITIES PURSUANT TO THE NORTH DAKOTA LIMITED OFFEREE
EXEMPTION UNDER SECTION 10-04-06 (9) (A) OF THE NORTH DAKOTA CENTURY CODE
INSTRUCTIONS: A report of all offers and sales must be filed within 30 days after the completion of the
offering or expiration of the twelve-month approval period, whichever occurs first.
CAVEAT: Intentional misstatements or omissions of material facts constitute criminal violations. (See
Sections 10-04-15 and 10-04-18 of the North Dakota Century Code.)
1.Name of Issuer:
2.Title or Class of Security:
3.Number of Offers and Sales Made to North Dakota Residents:
Offers:
Sales:
4. State the name(s) of each offeree to whom the security was either offered for sale or sold in North
Dakota including the date of the offer for sale and sale. Indicate in parentheses whether the
transaction involved an offer (O) or sale (S). Use the back side of the form if necessary.
The offeror (issuer) has duly caused this report to be signed, dated, and filed on its behalf by the
undersigned.
Signature:
Date of Report:
Relationship to the Offeror:
Print Name: