This is a legal form that was released by the U.S. Securities and Exchange Commission on November 1, 2018 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
Q: What is SEC Form 2001?A: SEC Form 2001 is a registration statement under the Securities Act of 1933 for depositary shares evidenced by American Depositary Receipts.
Q: What is the purpose of SEC Form 2001?A: The purpose of SEC Form 2001 is to register depositary shares and American Depositary Receipts (ADRs) with the Securities and Exchange Commission (SEC).
Q: What does the SEC Form 2001 (F-6) cover?A: SEC Form 2001 (F-6) specifically covers depositary shares and ADRs.
Q: What is the Securities Act of 1933?A: The Securities Act of 1933 is a federal law that regulates the offering and sale of securities to the public.
Q: What are depositary shares?A: Depositary shares are a type of security that represents an interest in a foreign-based company's shares.
Q: What are American Depositary Receipts (ADRs)?A: ADRs are negotiable instruments issued by a U.S. bank that represent ownership in shares of foreign-based companies.
Q: Why would a company issue ADRs?A: Companies issue ADRs to facilitate trading and investing for U.S. investors, as they allow investors to own shares in foreign-based companies without having to directly hold the shares.
Q: Who is required to file SEC Form 2001?A: Any company seeking to issue depositary shares and ADRs in the United States is required to file SEC Form 2001.
Q: What are the consequences of not filing SEC Form 2001?A: Failing to file SEC Form 2001 can result in penalties and legal consequences, as it is a violation of securities regulations.
Form Details:
Download a printable version of SEC Form 2001 (F-6) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.