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Form 19B-4 (SEC Form 1832) Proposed Rule Change by Self-regulatory Organization

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Form 19B-4 (SEC Form 1832) Proposed Rule Change by Self-regulatory Organization

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What Is Form 19B-4 (SEC Form 1832)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on January 1, 2013 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is Form 19B-4?A: Form 19B-4 is a form used by a self-regulatory organization (SRO) to propose a rule change to the U.S. Securities and Exchange Commission (SEC).

Q: What is SEC Form 1832?A: SEC Form 1832 refers to Form 19B-4, which is used by SROs to propose rule changes to the SEC.

Q: What is a self-regulatory organization?A: A self-regulatory organization (SRO) is an organization that regulates its own industry, typically under the oversight of a government agency such as the SEC.

Q: What is the purpose of Form 19B-4?A: The purpose of Form 19B-4 is to provide a standardized format for SROs to propose rule changes and provide the necessary information to the SEC for review and approval.

Q: Who uses Form 19B-4?A: SROs, such as stock exchanges and other market regulators, use Form 19B-4 to propose rule changes to the SEC.

Q: What happens after filing Form 19B-4?A: After filing Form 19B-4, the SEC reviews the proposed rule change and determines whether to approve or disapprove it based on factors such as investor protection and market efficiency.

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Form Details:

  • Released on January 1, 2013;
  • The latest available edition released by the U.S. Securities and Exchange Commission;
  • Easy to use and ready to print;
  • Yours to fill out and keep for your records;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a printable version of Form 19B-4 (SEC Form 1832) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.

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