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Form DFPI-260.105.33 / 34 Notice to California Commissioner of Financial Protection and Innovation of Transaction Under Rule 260.105.33 and / or Rule 260.105.34 Under the Corporate Securities Law of 1968 - California
What Is Form DFPI-260.105.33/34?
This is a legal form that was released by the California Department of Financial Protection and Innovation - a government authority operating within California. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is Form DFPI-260.105.33/34?
A: Form DFPI-260.105.33/34 is a notice that is required to be filed with the California Commissioner of Financial Protection and Innovation in relation to a transaction under Rule 260.105.33 and/or Rule 260.105.34 under the Corporate Securities Law of 1968.
Q: When is Form DFPI-260.105.33/34 required?
A: Form DFPI-260.105.33/34 is required to be filed when a transaction falls under Rule 260.105.33 and/or Rule 260.105.34 under the Corporate Securities Law of 1968.
Q: What is the purpose of filing Form DFPI-260.105.33/34?
A: The purpose of filing Form DFPI-260.105.33/34 is to notify the California Commissioner of Financial Protection and Innovation about a transaction that falls under Rule 260.105.33 and/or Rule 260.105.34.
Q: What is Rule 260.105.33 under the Corporate Securities Law of 1968?
A: Rule 260.105.33 is a specific rule under the Corporate Securities Law of 1968 that defines certain types of transactions.
Q: What is Rule 260.105.34 under the Corporate Securities Law of 1968?
A: Rule 260.105.34 is another rule under the Corporate Securities Law of 1968 that defines additional types of transactions.
Q: Who is required to file Form DFPI-260.105.33/34?
A: Any individual or entity involved in a transaction that falls under Rule 260.105.33 and/or Rule 260.105.34 is required to file Form DFPI-260.105.33/34.
Q: Are there any fees associated with filing Form DFPI-260.105.33/34?
A: Yes, there may be fees associated with filing Form DFPI-260.105.33/34. Please refer to the fee schedule provided by the California Commissioner of Financial Protection and Innovation for more information.
Q: Is filing Form DFPI-260.105.33/34 mandatory?
A: Yes, filing Form DFPI-260.105.33/34 is mandatory when a transaction falls under Rule 260.105.33 and/or Rule 260.105.34 under the Corporate Securities Law of 1968.
Q: What happens if I fail to file Form DFPI-260.105.33/34?
A: Failure to file Form DFPI-260.105.33/34 when required may result in penalties and legal consequences.
Q: Is there a deadline for filing Form DFPI-260.105.33/34?
A: Yes, there is a deadline for filing Form DFPI-260.105.33/34. The specific deadline can be found in the instructions provided with the form.
Form Details:
- Released on November 1, 2020;
- The latest edition provided by the California Department of Financial Protection and Innovation;
- Easy to use and ready to print;
- Quick to customize;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of Form DFPI-260.105.33/34 by clicking the link below or browse more documents and templates provided by the California Department of Financial Protection and Innovation.
Download Form DFPI-260.105.33 / 34 Notice to California Commissioner of Financial Protection and Innovation of Transaction Under Rule 260.105.33 and / or Rule 260.105.34 Under the Corporate Securities Law of 1968 - California
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