Form NY-IASW Special Waiver Qualification Under 13 Nycrr 11.7(B) for Investment Adviser Representatives of State Registered Investment Advisers or Federally Covered Investment Advisers - New York

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Form NY-IASW Special Waiver Qualification Under 13 Nycrr 11.7(B) for Investment Adviser Representatives of State Registered Investment Advisers or Federally Covered Investment Advisers - New York

What Is Form NY-IASW?

This is a legal form that was released by the New York State Attorney General - a government authority operating within New York. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is the NY-IASW Special Waiver?
A: The NY-IASW Special Waiver is a qualification under 13 Nycrr 11.7(B) for Investment Adviser Representatives of State Registered Investment Advisers or Federally Covered Investment Advisers in New York.

Q: Who can apply for the NY-IASW Special Waiver?
A: Investment Adviser Representatives of State Registered Investment Advisers or Federally Covered Investment Advisers in New York can apply for the NY-IASW Special Waiver.

Q: What is the purpose of the NY-IASW Special Waiver?
A: The purpose of the NY-IASW Special Waiver is to provide a specific qualification for certain Investment Adviser Representatives in New York.

Q: What are the requirements for the NY-IASW Special Waiver?
A: The requirements for the NY-IASW Special Waiver are outlined in 13 Nycrr 11.7(B).

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Form Details:

  • Released on November 1, 2020;
  • The latest edition provided by the New York State Attorney General;
  • Easy to use and ready to print;
  • Quick to customize;
  • Compatible with most PDF-viewing applications;

Download a printable version of Form NY-IASW by clicking the link below or browse more documents and templates provided by the New York State Attorney General.

Download Form NY-IASW Special Waiver Qualification Under 13 Nycrr 11.7(B) for Investment Adviser Representatives of State Registered Investment Advisers or Federally Covered Investment Advisers - New York

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