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New York State Banking Law, Section 513 Compliance Affidavit - New York
New York State Banking Law, Section 513 Compliance Affidavit is a legal document that was released by the New York State Department of Financial Services - a government authority operating within New York.
FAQ
Q: What is the New York State Banking Law?A: The New York State Banking Law is a set of laws and regulations that govern the banking industry in New York State.
Q: What is Section 513 of the New York State Banking Law?A: Section 513 of the New York State Banking Law pertains to compliance requirements for certain types of financial entities.
Q: What is a Compliance Affidavit?A: A Compliance Affidavit is a legal document that certifies a financial entity's compliance with the requirements of Section 513 of the New York State Banking Law.
Q: Who is required to submit a Compliance Affidavit?A: Certain types of financial entities, such as banks and trust companies, are required to submit a Compliance Affidavit to demonstrate their compliance with Section 513.
Q: What does a Compliance Affidavit need to include?A: A Compliance Affidavit needs to include specific information about the financial entity's compliance program and any violations or changes that have occurred.
Q: What are the consequences of non-compliance with Section 513?A: Non-compliance with Section 513 of the New York State Banking Law can result in penalties and sanctions against the financial entity, including fines and potential loss of banking privileges.
Form Details:
- The latest edition currently provided by the New York State Department of Financial Services;
- Ready to use and print;
- Easy to customize;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a printable version of the form by clicking the link below or browse more documents and templates provided by the New York State Department of Financial Services.
