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Section 202(A) Affidavit for an Individual Waiving Automatic Investment Adviser Representative Registration - Massachusetts
Section 202(A) Affidavit for an Individual Waiving Automatic Investment Adviser Representative Registration is a legal document that was released by the Secretary of the Commonwealth of Massachusetts - a government authority operating within Massachusetts.
FAQ
Q: What is a Section 202(A) Affidavit?
A: A Section 202(A) Affidavit is a document used by individuals in Massachusetts to waive automatic registration as an Investment Adviser Representative.
Q: Who needs to file a Section 202(A) Affidavit?
A: Individuals in Massachusetts who wish to waive automatic registration as an Investment Adviser Representative need to file a Section 202(A) Affidavit.
Q: What does the Section 202(A) Affidavit do?
A: The Section 202(A) Affidavit allows individuals in Massachusetts to waive automatic registration as an Investment Adviser Representative.
Q: Why would someone want to waive automatic registration?
A: Someone may want to waive automatic registration to avoid the regulatory requirements and obligations that come with being registered as an Investment Adviser Representative.
Q: Is a Section 202(A) Affidavit required in Massachusetts?
A: No, the Section 202(A) Affidavit is optional in Massachusetts for individuals who meet the criteria for automatic registration waiver.
Q: Are there any fees associated with filing a Section 202(A) Affidavit?
A: There may be fees associated with filing a Section 202(A) Affidavit, such as a filing fee or attorney's fees for assistance with the process.
Q: What are the requirements for eligibility to waive automatic registration?
A: To be eligible to waive automatic registration, an individual must meet certain criteria, such as having certain professional qualifications or meeting specific criteria outlined by the Massachusetts Securities Division.
Q: What happens after filing a Section 202(A) Affidavit?
A: After filing a Section 202(A) Affidavit, the Massachusetts Securities Division will review the document and determine whether to grant the waiver of automatic registration.
Q: Can the waiver of automatic registration be revoked?
A: Yes, the waiver of automatic registration can be revoked if the individual no longer meets the eligibility criteria or if there are regulatory concerns.
Form Details:
- The latest edition currently provided by the Secretary of the Commonwealth of Massachusetts;
- Ready to use and print;
- Easy to customize;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of the form by clicking the link below or browse more documents and templates provided by the Secretary of the Commonwealth of Massachusetts.
