Form SFN53494 Affidavit of Investment Advisory Activity - North Dakota

What Is Form SFN53494?

This is a legal form that was released by the North Dakota Securities Department - a government authority operating within North Dakota. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is Form SFN53494?A: Form SFN53494 is an Affidavit of Investment Advisory Activity in North Dakota.

Q: Who needs to fill out this form?A: Individuals or entities engaged in investment advisory activity in North Dakota may need to fill out this form.

Q: What is the purpose of this form?A: The purpose of this form is to collect information about the investment advisory activity being conducted in North Dakota.

Q: Is this form mandatory?A: Yes, this form is mandatory for individuals or entities engaged in investment advisory activity in North Dakota.

Q: When should this form be submitted?A: This form should be submitted within 30 days of commencing investment advisory activity in North Dakota.

Q: Are there any additional requirements or documents that need to be submitted with this form?A: Yes, additional requirements or documents may need to be submitted. Please refer to the instructions provided with the form.

Q: What happens after the form is submitted?A: Once the form is submitted, it will be reviewed by the North Dakota Securities Department. They may contact you for additional information or clarification if needed.