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Form DFI / DOS / IADS Investment Adviser Designation of Supervisor - Wisconsin
What Is Form DFI/DOS/IADS?
This is a legal form that was released by the Wisconsin Department of Financial Institutions - a government authority operating within Wisconsin. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is the Form DFI/DOS/IADS?A: The Form DFI/DOS/IADS is a document used for the Investment Adviser Designation of Supervisor in Wisconsin.
Q: What does DFI stand for?A: DFI stands for the Department of Financial Institutions.
Q: What does DOS stand for?A: DOS stands for the Division of Securities.
Q: What does IADS stand for?A: IADS stands for the Investment Adviser Designation of Supervisor.
Q: What is the purpose of the Form DFI/DOS/IADS?A: The purpose of this form is to designate a supervisor for an investment adviser in Wisconsin.
Q: Who needs to complete this form?A: Investment advisers in Wisconsin are required to complete this form.
Q: Are there any fees associated with submitting this form?A: There may be fees associated with submitting this form. You should check with the Department of Financial Institutions or the Division of Securities for the specific fees.
Q: Is this form only applicable to Wisconsin?A: Yes, this form is specifically for investment advisers in Wisconsin.
Q: How often do I need to submit this form?A: You may need to submit this form when there are changes in the designated supervisor for your investment adviser firm. You should consult the Department of Financial Institutions or the Division of Securities for specific requirements.
Form Details:
- Released on September 1, 2020;
- The latest edition provided by the Wisconsin Department of Financial Institutions;
- Easy to use and ready to print;
- Quick to customize;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of Form DFI/DOS/IADS by clicking the link below or browse more documents and templates provided by the Wisconsin Department of Financial Institutions.
