This is a legal form that was released by the Wisconsin Department of Financial Institutions - a government authority operating within Wisconsin. As of today, no separate filing guidelines for the form are provided by the issuing department.
Q: What is DFI?A: DFI stands for Wisconsin Department of Financial Institutions.
Q: What is DOS?A: DOS stands for Division of Securities.
Q: What is IAAA?A: IAAA stands for Investment Adviser Agent Application.
Q: What is Wisconsin Investment Advisory Activity?A: It refers to the activity of providing investment advice in the state of Wisconsin.
Q: What does the application involve?A: The application involves providing information about the applicant's investment advisory activity in Wisconsin.
Form Details:
Download a fillable version of Form DFI/DOS/IAAA by clicking the link below or browse more documents and templates provided by the Wisconsin Department of Financial Institutions.