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Form 4 (SEC Form 1474) Statement of Changes in Beneficial Ownership
What Is Form 4 (SEC Form 1474)?
This is a legal form that was released by the U.S. Securities and Exchange Commission on February 1, 2023 and used country-wide. Check the official instructions before completing and submitting the form.
FAQ
Q: What is SEC Form 1474?
A: SEC Form 1474 is also known as Form 4, which is a statement of changes in beneficial ownership.
Q: Who needs to file SEC Form 1474?
A: SEC Form 1474 needs to be filed by individuals who are officers, directors, or beneficial owners of more than 10% of a registered class of securities.
Q: What information is required in SEC Form 1474?
A: SEC Form 1474 requires information about the transaction, the beneficial owner, and the securities involved.
Q: When should SEC Form 1474 be filed?
A: SEC Form 1474 must be filed within two business days after the date of the transaction.
Q: How can SEC Form 1474 be filed?
A: SEC Form 1474 can be filed electronically through the SEC's EDGAR system.
Q: What is the purpose of SEC Form 1474?
A: The purpose of SEC Form 1474 is to provide transparency and disclosure of changes in beneficial ownership of securities.
Q: Is SEC Form 1474 publicly available?
A: Yes, SEC Form 1474 is publicly available and can be accessed through the SEC's EDGAR database.
Q: Are there any penalties for not filing SEC Form 1474?
A: Yes, there can be penalties for not filing SEC Form 1474, including fines and other enforcement actions by the SEC.
Form Details:
- Released on February 1, 2023;
- The latest available edition released by the U.S. Securities and Exchange Commission;
- Easy to use and ready to print;
- Yours to fill out and keep for your records;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a printable version of Form 4 (SEC Form 1474) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.
Download Form 4 (SEC Form 1474) Statement of Changes in Beneficial Ownership
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