Form P-205 Amendment to Trust Registration - Alaska
Form NSD-5 Amendment to Registration Statement Pursuant to the Foreign Agents Registration Act of 1938, as Amended
Form P-200 Registration of Trust - Alaska
Form N-8B-2 Registration Statement of Unit Investment Trusts Which Are Currently Issuing Securities
Form S-6 (SEC Form 649) Registration Under the Securities Act of 1933 of Securities of Unit Investment Trusts Registered on Form N-8b-2
Form TA-1 Transfer Agent Registration and Amendment Form
Form N-4 (SEC Form 2125) Registration Statement of Separate Accounts Organized as Unit Investment Trusts
Form N-6 (SEC Form 2567) Registration Statement for Separate Accounts Organized as Unit Investment Trusts That Offer Variable Life Insurance Policies
SEC Form 2568 (1-N) Form and Amendments for Notice of Registration as a National Securities Exchange for the Sole Purpose of Trading Security Futures Products Pursuant to Section 6(G) of the Exchange Act
SEC Form 2911 (SDR) Application or Amendment to Application for Registration or Withdrawal From Registration as Security-Based Swap Data Repository Under the Securities Exchange Act of 1934
SEC Form 1853 (CA-1) Application for Registration or for Exemption From Registration as a Clearing Agency and for Amendment to Registration Pursuant to the Securities Exchange Act of 1934 ("the Act")
SEC Form 1528 (TA-1) Uniform Form for Registration as a Transfer Agent and for Amendment to Registration Pursuant to Section 17a of the Securities Exchange Act of 1934
SEC Form 1935 (1) Application for, and Amendments to Application for, Registration as a National Securities Exchange or Exemption From Registration Pursuant to Section 5 of the Exchange Act
Form SIP (SEC Form 1939) Application or Amendment to Application for Registration as Securities Information Processor Under the Securities Exchange Act of 1934
Form MSD (SEC Form 1534) Application for Registration as a Municipal Securities Dealer Pursuant to Rule 15ba2-1 Under the Securities Exchange Act of 1934 or Amendment to Such Application
Form CA-1 (SEC Form 1853) Application for Registration or for Exemption From Registration as a Clearing Agency and for Amendment to Registration Pursuant to the Securities Exchange Act of 1934 ("the Act")
Form TA-1 (SEC Form 1528) Uniform Form for Registration as a Transfer Agent and for Amendment to Registration Pursuant to Section 17a of the Securities Exchange Act of 1934
Form 1 (SEC Form 1935) Application for, and Amendments to Application for, Registration as a National Securities Exchange or Exemption From Registration Pursuant to Section 5 of the Exchange Act
CFTC Form SEF Swap Execution Facility Application or Amendment to Application for Registration
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