Form U-1 Uniform Application to Register Securities

What Is Form U-1?

This is a legal form that was released by the North American Securities Administrators Association on April 17, 2023 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

Form Details:

• Released on April 17, 2023;
• The latest available edition released by the North American Securities Administrators Association;
• Easy to use and ready to print;
• Yours to fill out and keep for your records;
• Compatible with most PDF-viewing applications;
• Fill out the form in our online filing application.

Download a fillable version of Form U-1 by clicking the link below or browse more documents and templates provided by the North American Securities Administrators Association.