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This version of the form is not currently in use and is provided for reference only. Download this version of
Form U-1
for the current year.
Form U-1 Uniform Application to Register Securities
What Is Form U-1?
This is a legal form that was released by the North American Securities Administrators Association and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is Form U-1?
A: Form U-1 is the Uniform Application to Register Securities.
Q: What is the purpose of Form U-1?
A: The purpose of Form U-1 is to register securities with the appropriate state securities agency.
Q: Who needs to file Form U-1?
A: Issuers of securities who want to offer and sell those securities in a particular state need to file Form U-1.
Q: What information is required in Form U-1?
A: Form U-1 requires information about the issuer, the securities being offered, and the proposed method of sale.
Form Details:
- The latest available edition released by the North American Securities Administrators Association;
- Easy to use and ready to print;
- Yours to fill out and keep for your records;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of Form U-1 by clicking the link below or browse more documents and templates provided by the North American Securities Administrators Association.
Download Form U-1 Uniform Application to Register Securities
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