Fill and Sign Legal Forms and Templates

This form is used for reporting investment advisory activity in the state of Wisconsin. It is required for applicants seeking to engage in these activities in Wisconsin.

This Form is used for Wisconsin investment advisers to obtain financial certification through the Wisconsin Department of Safety and Professional Services.

This form is used for the Wisconsin Investment Adviser Financial Certification in Wisconsin.

This form is used to request a registrant list in the state of Wisconsin.

This Form is used for securities agents who want to apply for simultaneous registration in Wisconsin.

This form is used for collecting supplemental information for the Agent for Issuer U4 form in Wisconsin. It is required for individuals who are serving as agents for issuers in Wisconsin.

This form is used for designating a supervisor for an investment adviser in the state of Wisconsin.

This form is used for obtaining a waiver in Santa Clara County, California. It includes advisements, stipulations, declarations, findings, and orders.

This document is used for verifying and responding to information in Oregon. It is a Spanish-language form known as Form 735-7400S.

This form is used for applying for a Vehicle Transporter Certificate in Oregon.

This form is used to apply for Class A, B, and C commercial tests in Oregon.