Form N-8A (SEC Form 1102) Notification of Registration Filed Pursuant to Section 8(A) of the Investment Company Act of 1940

Form N-8A (SEC Form 1102) Notification of Registration Filed Pursuant to Section 8(A) of the Investment Company Act of 1940

What Is Form N-8A (SEC Form 1102)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on December 1, 2001 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is Form N-8A?A: Form N-8A is a notification of registration filed pursuant to Section 8(A) of the Investment Company Act of 1940.

Q: What is SEC Form 1102?A: SEC Form 1102 refers to Form N-8A, which is used to notify the Securities and Exchange Commission (SEC) of a registration under Section 8(A) of the Investment Company Act of 1940.

Q: What is the Investment Company Act of 1940?A: The Investment Company Act of 1940 is a U.S. federal law that regulates the organization and activities of companies operating in the investment management industry.

Q: Who needs to file Form N-8A?A: Companies operating in the investment management industry need to file Form N-8A to notify the SEC of their registration under Section 8(A) of the Investment Company Act of 1940.

Q: What is the purpose of filing Form N-8A?A: The purpose of filing Form N-8A is to provide the SEC with information about a company's registration under Section 8(A) of the Investment Company Act of 1940.

Q: Are there any specific requirements for filing Form N-8A?A: Yes, there are specific requirements regarding the information that needs to be provided in Form N-8A. These requirements are outlined by the SEC.

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Form Details:

  • Released on December 1, 2001;
  • The latest available edition released by the U.S. Securities and Exchange Commission;
  • Easy to use and ready to print;
  • Yours to fill out and keep for your records;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a printable version of Form N-8A (SEC Form 1102) by clicking the link below{class="scroll_to"} or browse more documents and templates provided by the U.S. Securities and Exchange Commission.

Download Form N-8A (SEC Form 1102) Notification of Registration Filed Pursuant to Section 8(A) of the Investment Company Act of 1940

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  • Form N-8A (SEC Form 1102) Notification of Registration Filed Pursuant to Section 8(A) of the Investment Company Act of 1940, Page 1
  • Form N-8A (SEC Form 1102) Notification of Registration Filed Pursuant to Section 8(A) of the Investment Company Act of 1940, Page 2
  • Form N-8A (SEC Form 1102) Notification of Registration Filed Pursuant to Section 8(A) of the Investment Company Act of 1940, Page 3
  • Form N-8A (SEC Form 1102) Notification of Registration Filed Pursuant to Section 8(A) of the Investment Company Act of 1940, Page 4
  • Form N-8A (SEC Form 1102) Notification of Registration Filed Pursuant to Section 8(A) of the Investment Company Act of 1940, Page 5
  • Form N-8A (SEC Form 1102) Notification of Registration Filed Pursuant to Section 8(A) of the Investment Company Act of 1940, Page 6
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