TTB Form 5640.2 "Offer in Compromise for Federal Alcohol Administration Act (FAA Act) Violations"

What Is TTB Form 5640.2?

This is a legal form that was released by the U.S. Department of the Treasury - Alcohol and Tobacco Tax and Trade Bureau on May 1, 2009 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

Form Details:

  • Released on May 1, 2009;
  • The latest available edition released by the U.S. Department of the Treasury - Alcohol and Tobacco Tax and Trade Bureau;
  • Easy to use and ready to print;
  • Yours to fill out and keep for your records;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a fillable version of TTB Form 5640.2 by clicking the link below or browse more documents and templates provided by the U.S. Department of the Treasury - Alcohol and Tobacco Tax and Trade Bureau.

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Download TTB Form 5640.2 "Offer in Compromise for Federal Alcohol Administration Act (FAA Act) Violations"

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OMB No. I5I3-0055 (12/31/2014)
DEPARTMENT OF THE TREASURY– ALCOHOL AND TOBACCO TAX AND TRADE BUREAU
OFFER IN COMPROMISE
Of Liability Incurred Under the Federal Alcohol Administration Act, As Amended
(To be filed in duplicate with the Director, National Revenue Center, Alcohol and Tobacco Tax and Trade Bureau)
TO:
1. PROPONENT’S NAME AND ADDRESS
2. DATE
DIRECTOR, NATIONAL REVENUE CENTER
550 MAIN ST
STE 8002
CINCINNATI, OH 45202-5215
The following offer in compromise is submitted to you by the undersigned:
3. CHARGES OF VIOLATION OF THE FEDERAL ALCOHOL ADMINISTRATION ACT, AS AMENDED, HAVE BEEN MADE AGAINST THE
PROPONENT AS FOLLOWS: (State specifically the nature of the pending charges and the sections of law and regulations alleged to have been violated)
4. TYPE OF LIABILITY (Check one)
CIVIL
CRIMINAL
BOTH CIVIL AND CRIMINAL
5. DATE OF VIOLATION
6. LOCATION OF VIOLATION
7. THE ALLEGED VIOLATION WAS DUE TO THE FOLLOWING CAUSE OR CAUSES
: (Attach a separate sheet if necessary.)
8. TO SECURE THE RELEASE FROM THE LIABILITY RESULTING FROM THE VIOLATION OR FAILURE ABOVE
REMITTANCE
SPECIFIED, THE SUM INDICATED IS OFFERED VOLUNTARILY WITH A REQUEST THAT IT BE ACCEPTED IN
$
COMPROMISE OF THAT LIABILITY. (Make remittance payable to the Alcohol and Tobacco Tax and Trade Bureau.)
9. THE FOLLOWING FACTS AND REASONS ARE SUBMITTED AS GROUNDS FOR ACCEPTANCE OF THE OFFER. (If space provided is insufficient,
please attach a supplemental affidavit and supporting evidence.)
TTB F 5640.2 (05/2009)
Page 1 of 2
OMB No. I5I3-0055 (12/31/2014)
DEPARTMENT OF THE TREASURY– ALCOHOL AND TOBACCO TAX AND TRADE BUREAU
OFFER IN COMPROMISE
Of Liability Incurred Under the Federal Alcohol Administration Act, As Amended
(To be filed in duplicate with the Director, National Revenue Center, Alcohol and Tobacco Tax and Trade Bureau)
TO:
1. PROPONENT’S NAME AND ADDRESS
2. DATE
DIRECTOR, NATIONAL REVENUE CENTER
550 MAIN ST
STE 8002
CINCINNATI, OH 45202-5215
The following offer in compromise is submitted to you by the undersigned:
3. CHARGES OF VIOLATION OF THE FEDERAL ALCOHOL ADMINISTRATION ACT, AS AMENDED, HAVE BEEN MADE AGAINST THE
PROPONENT AS FOLLOWS: (State specifically the nature of the pending charges and the sections of law and regulations alleged to have been violated)
4. TYPE OF LIABILITY (Check one)
CIVIL
CRIMINAL
BOTH CIVIL AND CRIMINAL
5. DATE OF VIOLATION
6. LOCATION OF VIOLATION
7. THE ALLEGED VIOLATION WAS DUE TO THE FOLLOWING CAUSE OR CAUSES
: (Attach a separate sheet if necessary.)
8. TO SECURE THE RELEASE FROM THE LIABILITY RESULTING FROM THE VIOLATION OR FAILURE ABOVE
REMITTANCE
SPECIFIED, THE SUM INDICATED IS OFFERED VOLUNTARILY WITH A REQUEST THAT IT BE ACCEPTED IN
$
COMPROMISE OF THAT LIABILITY. (Make remittance payable to the Alcohol and Tobacco Tax and Trade Bureau.)
9. THE FOLLOWING FACTS AND REASONS ARE SUBMITTED AS GROUNDS FOR ACCEPTANCE OF THE OFFER. (If space provided is insufficient,
please attach a supplemental affidavit and supporting evidence.)
TTB F 5640.2 (05/2009)
Page 1 of 2
It is understood that this offer will be considered and acted upon in due course, and that it does not relieve the proponent from the liability sought
to be compromised unless and until the offer is accepted in writing by the Director, National Revenue Center, or a delegated official, and there has
been full compliance with the terms of this offer.
It is also understood that deposit of any remittance into the accounts of the United States Government, pending action on this offer in compromise,
does not constitute acceptance of the terms of this offer.
In making this offer the proponent expressly understands and agrees that the acceptance of the offer will not in any way affect any liability
(civil, forfeiture, or criminal) which he/she may have incurred by reason of violation of Federal laws other than specified in item 3 of this form, or
regulations issued pursuant thereto, whether or not connected with the violations herein sought to be compromised.
10. IF OFFER IS MADE BY AGENT, THE REASON MUST BE STATED IN THIS SPACE
Under penalties of perjury, I declare that I have examined this offer, including accompanying schedules and statements, and to the best of my
knowledge and belief, it is true, correct, and complete.
11. SIGNATURE OF PROPONENT OR AGENT
12. AGENT’S ADDRESS
PAPERWORK REDUCTION ACT NOTICE
This request is in accordance with the Paperwork Reduction Act of 1995. This information collection is used by a person who has incurred liability
under the Federal Alcohol Administration Act to tender an offer in compromise in lieu of criminal and/or civil penalties. TTB examines the information
to determine whether to accept the offer in compromise. The information is voluntary.
The estimated average burden associated with this collection is 2 hours per respondent or recordkeeper, depending on individual circumstances.
Comments concerning the accuracy of this burden estimate and suggestions for reducing this burden should be directed to the Reports Management
Officer, Regulations and Rulings Division, Alcohol and Tobacco Tax and Trade Bureau, Washington, DC 20220.
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a current, valid OMB
control number.
PRIVACY ACT INFORMATION
The following information is provided pursuant to Section 3 of the Privacy Act of 1974 (5 U.S.C. 552a(e)(3)):
1. AUTHORITY. Solicitation of this information is made pursuant to 27 U.S.C. 207. Disclosure of this information by the proponent is voluntary.
2. PURPOSE. To enable TTB to evaluate and act upon the proponent’s proposal for an offer in compromise.
3. ROUTINE USES. The information will be used by TTB to make the determination set forth in paragraph 2. In addition, the information may be
disclosed to other Federal, State, foreign, and local law enforcement and regulatory agency personnel to verify information on the form where such
a disclosure is not prohibited by law. The information may further be disclosed to the Justice Department if it appears that the furnishing of false
information may constitute a violation of Federal law. Finally, the information may be disclosed to members of the public when authorized by statute
or regulations.
4. EFFECT OF NOT SUPPLYING INFORMATION REQUESTED. Failure to supply complete information may prevent TTB from making an
informed judgement regarding the consideration of the proposed offer.
Disclosure of the individual’s social security number is voluntary. Under 27 U.S.C. 207, TTB has the authority to solicit this information. The social
security number may be used to verify the individual’s identity.
TTB F 5640.2 (05/2009)
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