Form CAS-1-1.0 "Certificate of Amendment - Stock Corporation" - Connecticut

Form CAS-1-1.0 or the "Certificate Of Amendment - Stock Corporation" is a form issued by the Connecticut Secretary of the State.

Download a PDF version of the Form CAS-1-1.0 down below or find it on the Connecticut Secretary of the State Forms website.

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Download Form CAS-1-1.0 "Certificate of Amendment - Stock Corporation" - Connecticut

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SECRETARY OF THE STATE OF CONNECTICUT
MAILING ADDRESS: COMMERCIAL RECORDING DIVISION, CONNECTICUT SECRETARY OF THE STATE, P.O. BOX 150470, HARTFORD, CT 06115-0470
DELIVERY ADDRESS: COMMERCIAL RECORDING DIVISION, CONNECTICUT SECRETARY OF THE STATE, 30 TRINITY STREET, HARTFORD, CT 06106
860-509-6003
www.concord-sots.ct.gov
PHONE:
WEBSITE:
CERTIFICATE OF AMENDMENT
STOCK CORPORATION
USE INK. COMPLETE ALL SECTIONS. PRINT OR TYPE. ATTACH 81/2 X 11 SHEETS IF NECESSARY.
FILING FEE: $100
FILING PARTY
:
(CONFIRMATION WILL BE SENT TO THIS ADDRESS)
MAKE CHECKS PAYABLE TO "SECRETARY
NAME:
OF THE STATE"
ADDRESS:
CITY:
STATE:
ZIP:
1. NAME OF CORPORATION:
2. THE CERTIFICATE OF INCORPORATION IS (CHECK A, B OR C):
A. AMENDED
B. RESTATED
C. AMENDED AND RESTATED
THE RESTATED CERTIFICATE CONSOLIDATES ALL AMENDMENTS INTO A SINGLE DOCUMENT.
3. CHECK 3A OR 3B OR BOTH, AS APPROPRIATE.
3A. TEXT OF EACH AMENDMENT / RESTATEMENT:
FORM CAS-1-1.0
PAGE 1 OF 2
REV. 10/2014
SECRETARY OF THE STATE OF CONNECTICUT
MAILING ADDRESS: COMMERCIAL RECORDING DIVISION, CONNECTICUT SECRETARY OF THE STATE, P.O. BOX 150470, HARTFORD, CT 06115-0470
DELIVERY ADDRESS: COMMERCIAL RECORDING DIVISION, CONNECTICUT SECRETARY OF THE STATE, 30 TRINITY STREET, HARTFORD, CT 06106
860-509-6003
www.concord-sots.ct.gov
PHONE:
WEBSITE:
CERTIFICATE OF AMENDMENT
STOCK CORPORATION
USE INK. COMPLETE ALL SECTIONS. PRINT OR TYPE. ATTACH 81/2 X 11 SHEETS IF NECESSARY.
FILING FEE: $100
FILING PARTY
:
(CONFIRMATION WILL BE SENT TO THIS ADDRESS)
MAKE CHECKS PAYABLE TO "SECRETARY
NAME:
OF THE STATE"
ADDRESS:
CITY:
STATE:
ZIP:
1. NAME OF CORPORATION:
2. THE CERTIFICATE OF INCORPORATION IS (CHECK A, B OR C):
A. AMENDED
B. RESTATED
C. AMENDED AND RESTATED
THE RESTATED CERTIFICATE CONSOLIDATES ALL AMENDMENTS INTO A SINGLE DOCUMENT.
3. CHECK 3A OR 3B OR BOTH, AS APPROPRIATE.
3A. TEXT OF EACH AMENDMENT / RESTATEMENT:
FORM CAS-1-1.0
PAGE 1 OF 2
REV. 10/2014
ELECTION OF BENEFIT CORPORATION STATUS. (MUST check box 3B if electing Benefit Corporation Status.)
3B.
The corporation elects to be a Benefit Corporation. In addition to the stated purposes for which the
corporation is formed, the corporation shall also have the purpose to create a general public benefit as
defined in the Connecticut Benefit Corporation Act. [NOTE: If the Benefit Corporation adopts one or more
specific public benefits in addition to the required general public benefit, then the corporation must set forth
the specific public benefit(s) in Box 3A, "TEXT OF EACH AMENDMENT/RESTATEMENT", above. If so,
then BOTH Box 3A AND Box 3B should be checked on the form.]
4. VOTE INFORMATION (SELECT A, B, C OR D):
A. THE AMENDMENT WAS APPROVED BY SHAREHOLDERS IN THE MANNER REQUIRED BY SECTIONS
33-600 TO 33-998 OF THE CONNECTICUT GENERAL STATUTES, AND BY THE CERTIFICATE OF
INCORPORATION.
B. THE AMENDMENT WAS APPROVED BY THE INCORPORATORS.
NO SHAREHOLDER APPROVAL WAS REQUIRED.
C. THE AMENDMENT WAS APPROVED BY THE BOARD OF DIRECTORS.
NO SHAREHOLDER APPROVAL WAS REQUIRED.
D. THE AMENDMENT WAS APPROVED BY A MINIMUM STATUS VOTE, AS REQUIRED BY THE CONNECTICUT
BENEFIT CORPORATION ACT. SELECT D IF A MINIMUM STATUS VOTE RESULTED IN THE ELECTION OF
BENEFIT CORPORATION STATUS.
5. EXECUTION:
DATED THIS
DAY OF
, 20
NAME OF SIGNATORY
CAPACITY/TITLE OF SIGNATORY
SIGNATURE
(print or type)
FORM CAS-1-1.0
PAGE 2 OF 2
PAGE 2 OF 2
REV. 10/2014
INSTRUCTIONS FOR COMPLETION OF THE
CERTIFICATE OF AMENDMENT STOCK CORPORATION
INSTRUCTIONS
PLEASE NOTE THAT THIS FORM MAY BE USED FOR ALL AMENDMENTS,
INCLUDING A CHANGE IN THE CORPORATION'S NAME.
1. NAME OF CORPORATION: Please provide the complete name of the corporation, as it currently appears on the
records of the Secretary of the State. Note: If the corporation is adopting a new name, it must be set forth in item
number 3 on the form.
2. THE CERTIFICATE OF INCORPORATION IS (check A, B or C): Please place a check next to the appropriate
function. Note: If the Certificate of Incorporation is either Restated or Amended and Restated, each element of the
corporation's certificate of incorporation must be set forth in item number 3 or on a referenced attachment
A. Amended Only:
Check this block only if the company’s Certificate of
Incorporation is being amended. Example: the company’s name is being changed.
B. Restated Only:
Check this block only if the provisions of the original Certificate of Incorporation, as
supplemented and amended, are merely being restated so that the effective provisions
of the Certificate of Incorporation are integrated into one document. There cannot be
any discrepancy between the above mentioned provisions and the provisions being
restated.
C. Amended and Restated: Check this block only if the Certificate of Incorporation is being amended and every
article of the original Certificate of Incorporation, as supplemented and amended, are
integrated into one document.
3A. TEXT OF EACH AMENDMENT / RESTATEMENT: Please provide the full text of each amendment. In the case of
an Amended and Restated certificate, provide the text of each amendment followed by a complete restatement of
the corporation's certificate of incorporation. In the case of a Restatement, provide a complete expression of the
corporation's certificate of incorporation. If the corporation elects Benefit Corporation status and adopts one or
more specific public benefits in addition to the required general public benefit, then the corporation must set forth
any adopted specific public benefits in this space. If so, then both Box 3A and 3B should be checked.
3B. ELECTION OF BENEFIT CORPORATION STATUS: This box must be checked if the corporation elects to be
a Benefit Corporation under the Connecticut Benefit Corporation Act. If the Benefit Corporation elects to adopt
one or more specific public benefits in addition to the required general public benefit, then it must include any
adopted specific public benefits in Box 3A, TEXT OF EACH AMENDMENT/RESTATEMENT, above. If using
Box 3A to set forth specific public benefits, the corporation must check BOTH box 3A AND 3B.
4. APPROVAL INFORMATION (select A, B, C or D): Please choose and complete A if shareholder approval was
required and taken. Select B if the amendment, amendment and restatement or restatement was approved by
incorporators without the need for shareholder approval. Select C if the amendment, amendment and restatement
or restatement was approved by the board of directors without the need for shareholder approval. Select D if a
Minimum Status Vote resulted in the election of Benefit Corporation status.
5. EXECUTION: The document must be executed by an authorized official of the corporation. That person must print or
type their name, state the capacity under which they sign and provide a signature. The execution constitutes a legal
statement under the penalties of false statement that the information provided in the document is true.
FORM CAS-1-1.0
DO NOT SCAN THIS PAGE
INSTRUCTIONS
REV. 10/2014
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