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Instructions for SEC Form 1707, ADV Part 2, 2A, 2B
This document contains official instructions for Part 2 , Part 2A , and Part 2B for SEC Form 1707 , and Form ADV . These documents are released and collected by the U.S. Securities and Exchange Commission. An up-to-date fillable Form ADV (SEC Form 1707) Part 2 is available for download through this link.
FAQ
Q: What is SEC Form 1707?A: SEC Form 1707 is a form used by investment advisers for registering with the Securities and Exchange Commission (SEC).
Q: What is ADV Part 2?A: ADV Part 2 is a required disclosure document that provides information to clients about an investment adviser's services, fees, and disciplinary history.
Q: What is ADV Part 2A?A: ADV Part 2A is a section of the ADV Part 2 form that contains information about the investment adviser's business practices, conflicts of interest, and other key details.
Q: What is ADV Part 2B?A: ADV Part 2B is a section of the ADV Part 2 form that contains information about the investment adviser's individual employees, including their background and qualifications.
Instruction Details:
- This 26-page document is available for download in PDF;
- Actual and applicable for the current year;
- Complete, printable, and free.
Download your copy of the instructions by clicking the link below or browse hundreds of other forms in our library of forms released by the U.S. Securities and Exchange Commission.
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