This is a legal form that was released by the U.S. Securities and Exchange Commission on April 1, 2022 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
Q: What is Form N-5?A: Form N-5 is a registration statement for small business investment companies (SBIC) under the Securities Act of 1933 and the Investment Company Act of 1940.
Q: What is the purpose of Form N-5?A: The purpose of Form N-5 is to register a small business investment company with the Securities and Exchange Commission (SEC).
Q: Who is required to file Form N-5?A: Small business investment companies (SBICs) are required to file Form N-5.
Q: What information is included in Form N-5?A: Form N-5 includes information about the SBIC's structure, management, investment objectives, financial statements, and other relevant details.
Q: What laws regulate Form N-5?A: Form N-5 is regulated by the Securities Act of 1933 and the Investment Company Act of 1940.
Q: Are there any filing fees for Form N-5?A: Yes, there are filing fees associated with submitting Form N-5. The specific fees depend on the size of the SBIC's capital.
Form Details:
Download a printable version of Form N-5 (SEC Form 0993) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.