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SEC Form 1935 (1) Application for, and Amendments to Application for, Registration as a National Securities Exchange or Exemption From Registration Pursuant to Section 5 of the Exchange Act
What Is SEC Form 1935 (1)?
This is a legal form that was released by the U.S. Securities and Exchange Commission on February 1, 1999 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is SEC Form 1935?A: SEC Form 1935 is the application form for registration as a national securities exchange or exemption from registration.
Q: What does SEC stand for?A: SEC stands for Securities and Exchange Commission.
Q: What is the Exchange Act?A: The Exchange Act refers to the Securities Exchange Act of 1934, which governs the trading of securities in the United States.
Q: Who is required to file SEC Form 1935?A: Entities seeking to register as a national securities exchange or seeking exemption from registration need to file SEC Form 1935.
Q: What information does SEC Form 1935 require?A: SEC Form 1935 requires detailed information about the applicant's operations, governance, and compliance with the Exchange Act.
Form Details:
- Released on February 1, 1999;
- The latest available edition released by the U.S. Securities and Exchange Commission;
- Easy to use and ready to print;
- Yours to fill out and keep for your records;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of SEC Form 1935 (1) by clicking the link below{class="scroll_to"} or browse more documents and templates provided by the U.S. Securities and Exchange Commission.
Download SEC Form 1935 (1) Application for, and Amendments to Application for, Registration as a National Securities Exchange or Exemption From Registration Pursuant to Section 5 of the Exchange Act
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