Form BD (SEC Form 1490) Uniform Application for Broker-Dealer Registration

Form BD (SEC Form 1490) Uniform Application for Broker-Dealer Registration

What Is Form BD (SEC Form 1490)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on January 1, 2008 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is Form BD?
A: Form BD is the Uniform Application for Broker-Dealer Registration.

Q: Who needs to file Form BD?
A: Any firm or individual seeking to become a registered broker-dealer needs to file Form BD.

Q: What information is required in Form BD?
A: Form BD requires information about the firm's business activities, its management, its disciplinary history, and other relevant details.

Q: Can Form BD be filed electronically?
A: Yes, Form BD can be filed electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

Q: Is there a fee for filing Form BD?
A: Yes, there is a fee associated with filing Form BD. The amount depends on the type of registration being sought.

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Form Details:

  • Released on January 1, 2008;
  • The latest available edition released by the U.S. Securities and Exchange Commission;
  • Easy to use and ready to print;
  • Yours to fill out and keep for your records;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a fillable version of Form BD (SEC Form 1490) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.

Download Form BD (SEC Form 1490) Uniform Application for Broker-Dealer Registration

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