Form 133.6 Secondary Trading Exemption Renewal Notice - Texas

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Form 133.6 Secondary Trading Exemption Renewal Notice - Texas

What Is Form 133.6?

This is a legal form that was released by the Texas State Securities Board - a government authority operating within Texas. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is Form 133.6?
A: Form 133.6 is a renewal notice for the Secondary Trading Exemption in Texas.

Q: What is the Secondary Trading Exemption?
A: The Secondary Trading Exemption is a permit or exemption that allows the sale of certain securities without registering them.

Q: Who needs to renew Form 133.6?
A: Individuals or entities in Texas who already have a Secondary Trading Exemption need to renew Form 133.6.

Q: How often do I need to renew Form 133.6?
A: Form 133.6 needs to be renewed annually.

Q: What are the consequences of not renewing Form 133.6?
A: Failure to renew Form 133.6 may result in losing the Secondary Trading Exemption and being subject to penalties.

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Form Details:

  • Released on November 12, 2019;
  • The latest edition provided by the Texas State Securities Board;
  • Easy to use and ready to print;
  • Quick to customize;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a printable version of Form 133.6 by clicking the link below or browse more documents and templates provided by the Texas State Securities Board.

Download Form 133.6 Secondary Trading Exemption Renewal Notice - Texas

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