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SEC Form 0977 (N-8B-2) Registration Statement of Unit Investment Trusts Which Are Currently Issuing Securities

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SEC Form 0977 (N-8B-2) Registration Statement of Unit Investment Trusts Which Are Currently Issuing Securities

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What Is SEC Form 0977 (N-8B-2)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on April 1, 2021 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is SEC Form 0977?A: SEC Form 0977 is the Registration Statement of Unit Investment Trusts (UITs) which are currently issuing securities.

Q: What is a Unit Investment Trust (UIT)?A: A Unit Investment Trust (UIT) is a type of investment company that offers a fixed portfolio of securities with a predetermined life span.

Q: What does SEC stand for?A: SEC stands for Securities and Exchange Commission.

Q: Who needs to file SEC Form 0977?A: Unit Investment Trusts (UITs) that are currently issuing securities need to file SEC Form 0977.

Q: What information does SEC Form 0977 require?A: SEC Form 0977 requires information about the UIT's structure, investment objectives, fees and expenses, risks, and other related details.

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Form Details:

  • Released on April 1, 2021;
  • The latest available edition released by the U.S. Securities and Exchange Commission;
  • Easy to use and ready to print;
  • Yours to fill out and keep for your records;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a printable version of SEC Form 0977 (N-8B-2) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.

Download SEC Form 0977 (N-8B-2) Registration Statement of Unit Investment Trusts Which Are Currently Issuing Securities

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Unit Investment Trust U.S. Securities and Exchange Commission United States Federal Legal Forms Legal United States Legal Forms
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