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Form 13F (SEC Form 1685) Information Required of Institutional Investment Managers Pursuant to Section 13(F) of the Securities Exchange Act of 1934 and Rules Thereunder

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  6. Form 13F (SEC Form 1685) Information Required of Institutional Investment Managers Pursuant to Section 13(F) of the Securities Exchange Act of 1934 and Rules Thereunder

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Form 13F (SEC Form 1685) Information Required of Institutional Investment Managers Pursuant to Section 13(F) of the Securities Exchange Act of 1934 and Rules Thereunder

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What Is Form 13F (SEC Form 1685)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on January 1, 2012 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is Form 13F?A: Form 13F is a report that institutional investment managers file with the Securities and Exchange Commission (SEC).

Q: Who is required to file Form 13F?A: Institutional investment managers are required to file Form 13F, if they meet certain criteria.

Q: What information is required on Form 13F?A: Form 13F requires institutional investment managers to disclose their holdings of certain securities.

Q: What is the purpose of filing Form 13F?A: The purpose of filing Form 13F is to provide transparency about the investment holdings of institutional investment managers.

Q: What is the Securities Exchange Act of 1934?A: The Securities Exchange Act of 1934 is a U.S. federal law that regulates securities trading and markets.

Q: What are the rules governing Form 13F?A: The rules governing Form 13F are the rules established by the SEC under Section 13(F) of the Securities Exchange Act of 1934.

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Form Details:

  • Released on January 1, 2012;
  • The latest available edition released by the U.S. Securities and Exchange Commission;
  • Easy to use and ready to print;
  • Yours to fill out and keep for your records;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a fillable version of Form 13F (SEC Form 1685) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.

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