Form 440-2785 Non-FiNRA Broker-Dealer Renewal Application - Oregon
Form 440-2785 Non-FiNRA Broker-Dealer Renewal Application - Oregon
Uniform Application for Individual Surplus Lines Broker License Renewal/Continuation
Form GATT/CON Application for Restored Work - Continuation Sheet
VA Form 21P-8924 Application of Surviving Spouse or Child for Reps Benefits (Restored Entitlement Program for Survivors)
Form 440-4861 Oregon Broker-Dealer Affidavit - Oregon
SEC Form 2926 (SBSE-BD) Application for Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants That Are Registered Broker-Dealers
Form BD (SEC1490) Uniform Application for Broker-Dealer Registration
Form PTO/SB/459 Petition to Restore the Benefit of a Provisional Application (37 Cfr 1.78(B)) or to Restore the Priority to a Foreign Application (37 Cfr 1.55(C))
Form SBSE-BD (SEC Form 2926) Application for Registration of Security-Based Swap Dealers and Major Security- Based Swap Participants That Are Registered Broker-Dealers
Form SSA-455-OCR-SM Disability Update Report
SEC Form 2897 Form Custody for Broker-Dealers
Form BD (SEC Form 1490) Uniform Application for Broker-Dealer Registration
Form 440-5454 Manufactured Structures Dealer License Renewal Application - Oregon
Form BDW (SEC Form 122) Uniform Request for Broker-Dealer Withdrawal
Form 440-5455 Limited Manufactured Structures Dealer License Renewal Application - Oregon
Form BD-N (SEC1500) Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products Pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934
SEC Form 122 (BDW) Uniform Request for Withdrawal From Broker-Dealer Registration
SEC Form 1500 (BD-N) Form for Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products Pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934
Form BD-N (SEC Form 1500) Form for Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products Pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934
SEC Form 876 (7-M) Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Individual Non-resident Broker or Dealer
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