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Form M-10 Sponsors and Selling Agents Broker Dealer Statement - New York
What Is Form M-10?
This is a legal form that was released by the New York State Attorney General - a government authority operating within New York. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is Form M-10?A: Form M-10 is a statement used by broker dealers in New York.
Q: What is the purpose of Form M-10?A: The purpose of Form M-10 is to disclose the sponsors and selling agents involved in the sale of securities.
Q: Who uses Form M-10?A: Broker dealers in New York use Form M-10.
Q: What information is included in Form M-10?A: Form M-10 includes information about the sponsors and selling agents involved in the sale of securities.
Form Details:
- Released on April 1, 2018;
- The latest edition provided by the New York State Attorney General;
- Easy to use and ready to print;
- Quick to customize;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of Form M-10 by clicking the link below or browse more documents and templates provided by the New York State Attorney General.
Download Form M-10 Sponsors and Selling Agents Broker Dealer Statement - New York
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