Form S-6 (SEC Form 649) Registration Under the Securities Act of 1933 of Securities of Unit Investment Trusts Registered on Form N-8b-2

What Is Form S-6 (SEC Form 649)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on April 1, 2021 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is Form S-6?
A: Form S-6 is a registration statement filed with the Securities and Exchange Commission (SEC) for the registration of securities of unit investment trusts (UITs) registered on Form N-8b-2.

Q: What is the purpose of Form S-6?
A: The purpose of Form S-6 is to provide information to the SEC and prospective investors about the securities offered by unit investment trusts (UITs) registered on Form N-8b-2.

Q: What is a unit investment trust (UIT)?
A: A unit investment trust (UIT) is a type of investment company that offers a fixed portfolio of securities to investors. UITs are regulated by the SEC.

Q: What is Form N-8b-2?
A: Form N-8b-2 is a registration statement filed with the SEC by unit investment trusts (UITs) to provide information about the trust and its securities to the SEC and prospective investors.

Q: Why is registration under the Securities Act of 1933 important?
A: Registration under the Securities Act of 1933 is important because it helps protect investors by ensuring that they receive accurate and complete information about securities being offered and sold to the public.