PDF
Word
Form DOSBDAA Wisconsin Broker-Dealer Activity of Applicant - Wisconsin
What Is Form DOSBDAA?
This is a legal form that was released by the Wisconsin Department of Financial Institutions - a government authority operating within Wisconsin. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is Form DOSBDAA?A: Form DOSBDAA is Wisconsin Broker-Dealer Activity of Applicant form.
Q: Who is required to fill out Form DOSBDAA?A: Broker-dealers in Wisconsin are required to fill out Form DOSBDAA.
Q: What is the purpose of Form DOSBDAA?A: The purpose of the form is to provide information about the broker-dealer's activities in Wisconsin.
Q: When should Form DOSBDAA be filed?A: Form DOSBDAA should be filed within 30 days of engaging in broker-dealer activities in Wisconsin.
Q: What information is required on Form DOSBDAA?A: Form DOSBDAA requires information such as the broker-dealer's name, address, contact information, and details of their activities in Wisconsin.
Q: Are there any fees associated with Form DOSBDAA?A: Yes, there are fees associated with filing Form DOSBDAA. The fee amount depends on the broker-dealer's annual gross revenue.
Q: What happens after Form DOSBDAA is filed?A: After Form DOSBDAA is filed, the Wisconsin Department of Financial Institutions will review the information and process the application for broker-dealer registration.
Q: Is there a deadline to submit Form DOSBDAA?A: Yes, Form DOSBDAA must be submitted within 30 days of engaging in broker-dealer activities in Wisconsin.
Form Details:
- Released on November 1, 2022;
- The latest edition provided by the Wisconsin Department of Financial Institutions;
- Easy to use and ready to print;
- Quick to customize;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of Form DOSBDAA by clicking the link below or browse more documents and templates provided by the Wisconsin Department of Financial Institutions.
